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is seeking a Mid-level Investment Management - Financial Institutions... Associate Attorney. The candidate will be... responsible for counseling top-tier investment management firms on investment... adviser regulatory matters, including... registration, conflicts of interest and disclosure, compliance policies and procedures, advertising and...
is seeking a Mid-level Investment Management - Financial Institutions... Associate Attorney. The candidate will be... legal counsel to top-tier investment management firms on regulatory... The role requires expertise in the Investment Advisers Act of 1940... and other federal securities laws...
is seeking a Mid-level Investment Management - Financial Institutions... Associate Attorney. The candidate will have... demonstrated experience with the Investment Advisers Act of 1940... other federal securities laws. The role involves counseling top-tier investment management firms on various... regulatory matter...
highly regarded Financial Services Practice Group at **MEMBERS ONLY**SIGN UP NOW***.. We are looking for a motivated and dedicated individual with a strong background in compliance and regulatory issues, specifically with registered investment advisors and broker-dealers. This... position is avai...
- Seeking an associate attorney with at least four... years of experience in compliance and regulatory matters - Must have experience working with registered investment advisors and broker-dealers -... Familiarity wit...
you a highly skilled attorney with at least four... matters? Do you have a strong understanding of the Investment Advisers Act of 1940... and the Investment Company Act of 1940?... If so, **MEMBERS ONLY**SIGN UP NOW***. has the perfect opportun...
is seeking an associate attorney with a minimum of... regulatory matters to join their Financial Services Practice Group. - The ideal candidate will have experience working with registered investment advisors and broker-dealers, specifically... with the Investment Advisers Act of 1......
Join the Financial Services Compliance & Regulatory Team at **MEMBERS ONLY**SIGN UP NOW***. H2: Exciting Opportunity for Mid-level to Senior Associates in All Offices Bold Headline: Seeking Experienced Compliance & Regulatory Associate for Financial Services Practice Group Law Firm: **MEMBERS ONLY**SIGN UP NOW***. Job...
LLP is currently seeking an experienced associate attorney to join our Financial... Services Practice Group. With a minimum of four years' experience in compliance and regulatory matters, the ideal candidate will have a strong background in working with registered investmen...
to senior associate with a minimum of four years' experience in compliance and regulatory matters. The ideal candidate will have a strong understanding of the Investment Advisers Act of 1940... and the Investment Company Act of 1940,... as well as...