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Associate General Counsel researches and provides legal advice and counsel on a wide array of legal matters to the Board of Trustees, Personnel Commission, Chancellor, and administrative staff as directed by the General Counsel. Employees in this class address difficult...
Associate - Department: Global Finance - Position: Associate -... Location: Century City - Experience: At least three years... asset-backed securitizations and structured finance deals - Job ID:... - Work with both public and private offerings of... asset-backed securities and private...
Enforcement - Job Posting The Enforcement Director will manage a team of 5-8 Enforcement attorneys, overseeing the development and resolution of Enforcement cases from beginning to end. This role requires a strong leader with excellent communication skills and the...
FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an independent, non-governmental regulator for doing business with the public in the United States.... market integrity in a public-private partnership with the Securities......
Type: Full Time Experience: Minimum of 4 years... in a regulatory or legal environment Salary: - California: $106,400 - $200,200 - Washington, DC/Maryland: $106,400 - $191,800 - Colorado/Hawaii/Minnesota/Vermont: $92,500 - $166,800 - New York, NY: $111,000 -...
bar, and a minimum of 6-8 years of directly related legal experience. They should also have... advanced knowledge of laws, rules, and regulations governing the securities industry, along with strong organizational, communication, judgment, analytical, and interpersonal skills. The position is...
General Counsel, Regulatory - Full Time Posted Yesterday Job Requisition ID: R-008412 The organization is looking for an Associate General Counsel, Regulatory to manage the complete life cycle of adopting new regulatory requirements. This includes providing expert...
Deputy Chief Counsel, Division of Registration and Inspections, mission-driven, investor protection, audit standards, inspection, enforcement, ethical, professional conduct, compensation, hybrid work, paid time off, health benefits, family resources, commuter benefits, legal, Sarbanes-Oxley Act, SEC, professional standards, risk assessment, performance management,...
Benefits Staff Attorney: Advocating for Children in... Out-of-Home Care H1: Join **MEMBERS ONLY**SIGN UP NOW***. as a Benefits Staff Attorney H2: Make a Difference... in the Lives of Children seeking a Benefits Staff Attorney to secure funding for......
bonus is in addition to base salary, and could be up to 15% of base salary. H1 and H2 friendly headings: H1: Tax Senior Manager - Ultra High Net Worth - Investment Fund Executives H2: Join Our Team...