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their New York City, NY office. The Associate Attorney will be responsible for managing multiple matters simultaneously, specializing in registered investment companies, investment advisers, and federal securities laws compliance. Duties:Efficiently manage multiple... matters concurrently within investment servicesProvide legal guidance on regulator...
law firm in New York City is seeking a Registered Funds Associate Attorney with 3-6 years of legal experience. The successful candidate will provide comprehensive legal advice and guidance to clients on matters pertaining to registered investment companies, including mutual...
law firm in New York City, NY, is seeking a highly skilled Investment Management Associate Attorney to join their team. The ideal candidate will have substantial experience representing registered investment companies, private funds, and investment advisers, with a strong understanding...
seeking a Senior Corporate Securities Associate Attorney or Counsel... possess extensive experience in securities law, corporate governance, and... company regulations. This role demands a minimum of 6 years of in-depth experience in handling securities offerings and corporate governance... matters.Duties:Provide expe...
investment companies, investment advisers, and federal securities laws. The ideal candidate... will have experience leading or playing a key role in transactions, particularly investment company reorganizations or mergers. Expertise with mutual funds, exchange-traded funds (ETFs), closed-end funds, and independent t...
law firm in New York City, NY, is seeking a skilled Capital Markets Associate Attorney with 2-5 years of experience to join its growing team. The ideal candidate will have substantial in capital markets transactions, securities law, and corporate finance.......
a highly motivated Corporate Securities/Capital Markets Associate Attorney with... corporate law, particularly in securities law advice and capital... markets transactions. The ideal candidate will have specific expertise in public company reporting obligations, public securities offerings, SEC compliance, corporate... governance, and...
with the Investment Company Act of 1940, the Investment... Advisers Act of 1940, and related... securities regulations. This is an... exciting opportunity for an attorney with a background in investment company representation to work with a dynamic team, focusing on...
Firm seeks a senior securities counsel/partner with 6 years... of legal experience. The candidate must have extensive experience in public securities work pursuant to the... 1933 and 1934 Acts, with... substantial exposure to public and private offerings (including IPOs and...
years of capital markets experience, with a strong background in representing issuers, underwriters, and placement agents in various securities offerings. Experience with compliance... and reporting under the 1933 and 1934 Act is essential. Familiarity with... permanent capital and M&A transactions ...