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with a background in investment management and fund formation.... and a keen interest in business development. This role offers the opportunity to engage in direct client interaction and contribute to the strategic growth of the Investment Funds team.Duties:Provide legal counsel......
is seeking a Mid-level Investment Management - Financial Institutions... responsible for counseling top-tier investment management firms on investment... adviser regulatory matters, including... registration, conflicts of interest and disclosure, compliance policies and procedures, advertising and marketing, SEC regulatory examinations and enforcement...
advice and guidance to clients on matters pertaining to registered investment companies, including mutual funds,... exchange-traded funds (ETFs), closed-end funds, interval funds, tender offer funds, and business development companies, as well as their advisers and directors. This role... involves collaborating...
a highly skilled Corporate Investment Funds Regulatory Associate Attorney... extensive knowledge of the Investment Advisers Act of 1940... and the Investment Company Act of 1940... and experience in private... equity and hedge fund formation.Duties:Provide legal advice and support on regulatory...
attorney to join its investment management team in New... matters related to the Investment Company Act of 1940... and the Investment Advisers Act of 1940.... The ideal candidate will... have 3-5 years of relevant experience, outstanding academic credentials, and strong...
seeking a highly skilled Investment Management Associate Attorney to... substantial experience representing registered investment companies, private funds, and... investment advisers, with a strong... understanding of related laws and regulations. This position requires excellent writing skills, attention to detail, a proactive...
ideal candidate will have substantial experience in compliance and regulatory matters, specifically with registered investment advisors and broker-dealers. This... role demands a deep understanding of the Investment Advisers Act of 1940... and the Investment Company Act of 1940... and...
skilled and knowledgeable Mid-Level Investment Management Regulatory Associate Attorney... securities laws, particularly the Investment Advisers Act of 1940,... and experience advising clients... with global operations and diverse business models. Experience in a large law firm, in-house, or regulatory agency is...
firm is seeking an Investment Services Associate Attorney to... will be responsible for managing multiple matters simultaneously, specializing in registered investment companies, investment advisers, and... federal securities laws compliance. Duties:Efficiently manage multiple matters concurrently within investment servicesProvide legal guidance on... regulator...
law firm in New York City, NY, is seeking an Investment Services Associate Attorney with... 4-7 years of experience in managing legal matters related to registered investment companies, investment advisers, and... role in transactions, particularly investment company reorganizations or mergers.......