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work pursuant to the 1933 and 1934 Acts, with substantial exposure to public and private offerings (including IPOs and Regulation D offerings) and SEC, FINRA, and NASDAQ filings (including 10-K, 10-Q, 8-K, and proxy statements). Experience with broker-dealer regulations a...
law firm based in New York City, NY, is seeking an experienced FinTech and Blockchain Counsel with a minimum of 8 years of legal practice. The ideal candidate should possess substantial expertise in US federal securities laws, including experience in...
law firm in New York City is seeking a Corporate Securities Associate Attorney with 4-6 years of in-depth experience. The Corporate Securities Associate Attorney will be responsible for handling various aspects of public company rules and regulations, public and private...
The ideal candidate will have substantial expertise in public company regulations, securities offerings, and corporate governance. Experience with SEC reporting, national securities exchange listing rules, and Section 16 reporting is crucial. Additional experience in broker-dealer, FINRA, investment adviser, or... f...
law firm in New York City, NY, is seeking a Senior Corporate Securities Associate Attorney or Counsel to join their team. The ideal candidate will possess extensive experience in securities law, corporate governance, and compliance, with a strong understanding of...
law firm seeks a Mid-Senior Financial Services Regulatory Associate Attorney with specific qualifications and skills. Here's a comprehensive job description:Job Overview:The firm is seeking a talented attorney with 5-7 years of experience in broker-dealer regulatory matters. The ideal... candidate will...
ideal candidate will have substantial experience in compliance and regulatory matters, specifically with registered investment advisors and broker-dealers. This role demands a... deep understanding of the Investment Advisers Act of 1940 and the Investment Company Act of 1940 and...
York City office of a BCG Attorney Search Top Ranked Law Firm seeks attorney with 6+ years of experience advising domestic and foreign clients on residential real estate matters. The candidate will work directly with high-net-worth foreign and domestic individuals...