FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission...
seeking contract attorneys for full-time positions in the **MEMBERS ONLY**SIGN UP NOW***. with potential for long-term extension. The positions are focused on the recovery of Medicaid costs, public assistance, and child support and require admission to the New York State Bar and experience...
Principal Analyst, MS Operations, Procedures and Standards - All FINRA Locations Full Time Posted Today R-009247 This position is an experienced individual contributor in Member Supervision Operations, Procedures and Standards (MS OPS), who works independently to develop, implement, and...
Title: FINRA Legal Extern, Enforcement (UNPAID) - FALL 2025 SEMESTER Salary: UNPAID Experience: Graduate student pursuing JD or LLM Organization: FINRA Department: Enforcement Term: Fall: August- December Time Type: Part time Hiring Criteria:...
Analyst, Risk Monitoring - Capital Markets - All FINRA Locations The Principal Analyst, Risk Monitoring will be responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members. This senior-level position will report to a Risk Monitoring...
Director, Examinations - All FINRA Locations The organization is seeking a Senior Director of Examinations for all FINRA locations. This is a full-time position with a competitive salary and benefits package. The Senior Director will lead and implement the...
Analyst, Risk Monitoring - All FINRA Locations Principal Analyst, Risk Monitoring - All FINRA Locations The Principal Analyst, Risk Monitoring is responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members. This is a senior-level...
Paralegal, Oversight Liaison and Counsel Job Title: Senior Paralegal, Oversight Liaison and Counsel Organization: **MEMBERS ONLY**SIGN UP NOW***. (Financial Industry Regulatory Authority) Department: Office of Oversight Liaison and Counsel (OLC) Location: Various locations (Rockville, MD, Washington, DC, New York, NY) Time Type:...
Investigator, NCP - FINRA - Apply Now! * Conduct in-depth investigations into potential fraud or misconduct at FINRA member firms and registered representatives * Utilize internal and external systems to gather regulatory intelligence and request and analyze records * Prepare for and participate...
Principal Analyst, Fixed Income Regulation - Salary Information Job Title: Lead Principal Analyst, Fixed Income Regulation Experience: Minimum of 8 years in regulatory, compliance, or securities industry Salary Range: • New York, NY: Minimum $111,400, Maximum $232,500 •...
MS OPS - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008908 The Director will provide strategic leadership and guidance and establishes procedures...
MS OPS - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) time type Full...
Advisor, Member Supervision - All FINRA Locations Apply Logo Strategic Advisor, Member Supervision - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job...
Advisor, Member Supervision - All FINRA Locations Apply Logo Strategic Advisor, Member Supervision - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job...
Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) time type...
Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) time type...
Enforcement Apply Logo locations New York, NY (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) locations Chicago, IL (Job Posting)...
Enforcement Apply time type Full time posted on Posted Today job requisition id R-008956 The Enforcement Director manages a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from...
Principal Investigator, NCP - IRG - Any Finra Location locations Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations...
Principal Investigator, NCP - IRG - Any Finra Location locations Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations...
Principal Investigator, NCP - IRG - Any Finra Location locations Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations...
Manager -Trading Specialist Apply Logo locations Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA (Job Posting) Boca Raton, FL (Job Posting) Woodbridge,...
Manager -Trading Specialist Apply Logo locations Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA (Job Posting) Boca Raton, FL (Job Posting) Woodbridge,...
Manager -Trading Specialist Apply Logo locations Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA (Job Posting) Boca Raton, FL (Job Posting) Woodbridge,...
Principal Investigator, VAST - All FINRA Locations Apply Logo locations Boca Raton, FL (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations...
Principal Investigator, VAST - All FINRA Locations locations Boca Raton, FL (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA...
Analyst, Public Offerings Apply Logo locations New York, NY (Job Posting) time type Full time posted on Posted Today job requisition id R-008875 The Senior Analyst in Corporate Financing Public Offerings...
Graduate, Immigration Law Unit – Fall 2025 #25-13 New York, New York, United States Apply for this job now! Apply Deadline is 3:00 PM EST for Date Listed Mar 31, 2025 Job Description The Legal Aid Society’s Civil Practice...
Graduate, Immigration Law Unit – Fall 2025 #25-13 New York, New York, United States Apply for this job now! Apply Deadline is 3:00 PM EST for Date Listed Mar 31, 2025 Job Description The Legal Aid Society’s Civil Practice...
Graduate, Immigration Law Unit – Fall 2025 #25-13 New York, New York, United States Apply for this job now! Apply Deadline is 3:00 PM EST for Date Listed Mar 31, 2025 Job Description The Legal Aid Society’s Civil Practice...
Graduate, Immigration Law Unit – Fall 2025 #25-13 New York, New York, United States Apply for this job now! Apply Deadline is 3:00 PM EST for Date Listed Mar 31, 2025 Job Description The Legal Aid Society’s Civil Practice...
Graduate, Immigration Law Unit – Fall 2025 #25-13 New York, New York, United States Apply for this job now! Apply Deadline is 3:00 PM EST for Date Listed Mar 31, 2025 Job Description The Legal Aid Society’s Civil Practice...
Graduate, Immigration Law Unit – Fall 2025 #25-13 New York, New York, United States Apply for this job now! Apply Deadline is 3:00 PM EST for Date Listed Mar 31, 2025 Job Description The Legal Aid Society’s Civil Practice...
Graduate, Immigration Law Unit – Fall 2025 #25-13 New York, New York, United States Apply for this job now! Apply Deadline is 3:00 PM EST for Date Listed Mar 31, 2025 Job Description The Legal Aid Society’s Civil Practice...
Analyst, MS Operations, Procedures and Standards - All FINRA Locations Apply Logo locations New York, NY (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting)...
Analyst, Risk Monitoring - Any Finra Location Apply Logo locations New York, NY (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) locations...
Analyst, Risk Monitoring - Any Finra Location locations New York, NY (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) locations Chicago,...
Analyst, MS Operations, Procedures and Standards - All FINRA Locations Apply Logo locations New York, NY (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting)...