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title: Director, Enforcement Experience: Minimum of 7 years in securities-related regulatory and/or complex litigation... experience, with at least... 5 years in a regulatory entity, member firm, or law firm Remove contact information, phone, fax, address, and location Replace company na...
Enforcement - Full Time Job Requisition ID: R-008299 Organization: FINRA Location: Flexible (various office locations) The Enforcement Director at FINRA is responsible for managing a team of 5-8 attorneys and overseeing the development and resolution of...
Minimum salary: $127,300 - Maximum salary: $296,100 Job Title: Director, Enforcement Experience Information: - Minimum of 7 years of securities-related regulatory and/or complex litigation... experience - Minimum of 5... years working for a regulatory entity, member firm, or law firm with direct involvement in se...
organization that regulates the securities industry. FINRA is dedicated... are licensed to conduct securities transactions for FINRA member... as well as the Securities Industry Essentials (SIE) exam,... and be registered with the . Securities and Exchange Commission (SEC)... and i...
in Regulatory Initiatives Bold headline: FINRA is seeking an experienced Assistant General Counsel to provide senior-level legal advice and support in regulatory initiatives. FINRA (Financial Industry Regulatory Authority) is a non-governmental organization that regulates the securities industry i...
General Counsel, Regulatory - Job Summary: - The Associate General Counsel, Regulatory is responsible for managing the adoption of new regulatory requirements and providing expert legal advice to the Board of Governors and senior management. - This position requires a law degree,...
FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an equal opportunity employer and provides equal opportunity to all individuals without regard to race, color, religion, gender, national origin, age, disability, or...
Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...