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organization that regulates the securities industry. We protect investors... sure the United States securities industry operates fairly and... and approximately 630,000 registered securities representatives. Our employees are... the United States on behalf of FINRA, which regulates the securities industry. FI...
offers a comprehensive benefits package. Senior Litigation Counsel, Enforcement - Full Time Salary Range: - CA: Minimum $146,200, Maximum $296,100 - CO/HI/MN/VT*: Minimum $127,300, Maximum $246,600 - IL*: Minimum $139,800, Maximum $271,400 - Jersey City, NJ/NY, NY: Minimum $152,700, Maximum $296,100 - MD/Washington, DC: Minimum $146,200,...
is an Equal Opportunity and Affirmative Action Employer The Assistant General Counsel, Regulatory will be responsible for providing senior-level legal advice and support in connection with the adoption of new regulatory initiatives. This position will also serve as a...
non-governmental regulator for all securities firms doing business with... maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC),... while also benefiting from the SEC’s oversight. In its role as investor guardian, FINRA is informed,...
Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled...
abides by the requirements of 41 CFR ). This regulation prohibits discrimination against qualified individuals on the basis of race, color, religion, sex, national origin, sexual orientation, gender identity, disability, or veteran status or any other classification protected by applicable...
Investigator, VAST - All FINRA Locations Full time Job Requisition ID: R-008480 The Vulnerable Adults and Seniors Team (VAST) is a specialized unit within FINRA's National Cause and Financial Crimes Program (NCFC). VAST is charged with...
Intelligence Specialist, FIU - All FINRA Locations Salary Information: - Minimum salary range: $92,500 - $106,400, depending on location - Maximum salary range: $166,800 - $200,200, depending on location - Additional bonuses and benefits available, such as overtime pay...
Investigator, VAST - All FINRA Locations locations Boca Raton, FL (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA (Job...
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