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non-governmental regulator for all securities firms doing business with... maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC),... while also benefiting from the SEC’s oversight. In its role as investor guardian, FINRA is informed,...
non-governmental regulator for all securities firms doing business with... public-private partnership with the Securities and Exchange Commission (SEC),... while also benefiting from the SEC’s oversight. In its role as investor guardian, FINRA is informed, but not influenced, by the industry...
Counsel Opportunity in the Securities Industry Organization: **MEMBERS ONLY**SIGN UP NOW***... Department: Office of General Counsel Job Requisition ID: R-008412 Location: Hybrid work environment (remote/office) Salary Range: Dependent on location and qualifications Job Type: Full Time...
Friendly Job Title: Vice President & Associate General Counsel, Capital Markets Policy H1 Heading: Join FINRA as Vice President & Associate General Counsel, Capital Markets Policy H2 Heading: Lead a Team of Attorneys in Developing and Implementing Capital...
Organization: FINRA Job Title: Assistant General Counsel, Regulatory Experience: 6-8 years Location: Washington, DC; Jericho, NY; Denver, CO; Dallas, TX; Chicago, IL Salary Range: $127,300 - $296,100 (based on location and experience) Employment Type: Full-time Overview: FINRA,...
Senior Litigation Counsel, Enforcement - Job Title: Senior Litigation Counsel, Enforcement - Organization: FINRA - Experience: 10 years of litigation experience - Education: Law degree and admission to the bar of the highest court of the District of Columbia or state - Type: Full-time - Job...
is an equal opportunity employer committed to creating and maintaining a diverse workforce. We value diversity and our differences and foster an inclusive culture where employees are respected and feel they belong. We encourage applicants from diverse backgrounds to apply....
strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA's accommodation help line at . Please note that this number is exclusively for inquiries regarding application...
resumes will be reviewed by FINRA's Talent Acquisition team and only those resumes that meet the criteria will be forwarded to the hiring manager for consideration. Job Title: Associate Principal Analyst, Risk Monitoring - Any FINRA Location...
Vice President, Advertising Regulation is a key leadership position within the Corporate Financing and Advertising Regulation team at **MEMBERS ONLY**SIGN UP NOW***. This role is responsible for the effective operation of the Advertising Regulation Department, including managing its regulatory review programs, policy and...