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and qualifications. See below for details. Job Title: Director, Enforcement Experience: Minimum 7 years in securities-related regulatory and/or complex litigation,... with at least 5 years working for a regulatory entity, member firm, or law firm. Responsibilities: - Ma...
abides by the requirements of 29 CFR 51304(c). This regulation prohibits discrimination against qualified individuals on the basis of race, color, religion, sex, age, national origin, sexual orientation, gender identity, marital status, disability, genetic information or status as a member...
Friendly Job Title: Vice President & Associate General Counsel, Capital Markets Policy H1: Join FINRA as Vice President & Associate General Counsel, Capital Markets Policy H2: Lead a Team of Attorneys in Developing and Implementing Capital Markets Policy Initiatives Bold Headlines: Expert Knowledge...
non-governmental regulator for all securities firms doing business with... the public in the United States. FINRA works to protect investors and maintain market integrity in a public trust. FINRA employs a diverse workforce and is an Equal Opportunity Employer....
is an Equal Opportunity and Affirmative Action Employer Enforcement Principal Counsel - Job Description Location: Various Locations Organization: FINRA Department: Enforcement Employment Type: Full Time Overview: FINRA, the Financial Industry Regulatory Authority, is seeking a...
Title: Assistant General Counsel, Regulatory Organization: FINRA (Financial Industry Regulatory Authority) Experience: Minimum of 6-8 years of directly related legal experience Salary Information: - Salary range varies based on location, skill set, level of experience, education, and...
Senior Paralegal, Oversight Liaison and Counsel at Organization H2: Full-Time Position with Competitive Salary and Benefits Organization is seeking a Senior Paralegal to provide support to the Office of Oversight Liaison and Counsel (OLC) attorneys and senior management. This...
10 years in the securities industry with experience in... FINRA's Corporate Financing Rules Organization: FINRA (Financial Industry Regulatory Authority) Department: Corporate Financing Department Full Time Position H1 and H2 Friendly Headings: H1: Vice President, Corporate...
Analyst, Regulatory Services Management - Full Time Location: Varies (See Below) Job Requisition ID: R-008101 Organization: FINRA Department: Market Regulation and Transparency Services Salary Range: $92,500 - $200,200 (Based on Location and Experience) Responsibilities:...
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