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Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
PCAOB also provides reasonable accommodation to qualified individuals with disabilities in accordance with applicable laws. If you need reasonable accommodation for any part of the application and hiring process, please email us at . The PCAOB is a registered...
Director, Risk Monitoring – Capital Markets H1 Heading:... Risk Monitoring for the Capital Markets Team H2... Heading: Lead a Team of Risk Monitoring Analysts and Drive Proactive Risk Identification for FINRA Member Firms Bold Headlines: - Actively...
Analyst, Risk Monitoring The candidate conducts risk monitoring activities and ongoing risk assessments of members reporting to a Risk Monitoring Director. Supports both that direct manager in identifying existing and emerging risks, and interactions with internal and external parties. Conducts...
Analyst, Risk Monitoring The candidate conducts risk monitoring activities and ongoing risk assessments of members reporting to a Risk Monitoring Director. Supports both that direct manager in identifying existing and emerging risks, and interactions with internal and external parties. Conducts...