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friendly job title: Legal Secretary – Support Services Workgroup H1: Join the Legal Team at LAFLA and Make a Difference in Your Community H2: Legal Secretary Position Available at LAFLA Bold Headline: Increase Access to Justice and...
Assistant General Counsel, Regulatory Salary Range: $127,300 - $296,100 Experience: 6-8 years of directly related legal experience Organization: FINRA (Financial Industry Regulatory Authority) Location: Various locations (CA, Washington DC, CO, HI, New York, NY, WA, MD) Department: Office of General...
Investigator, NCP - IRG The candidate will perform Intake & Assessment with minimal supervision, and will demonstrate competency in investigative techniques and an understanding of relevant rules, federal securities laws, and markets and trading. Analyze the information received and identify...
conduct? Then join us at the Public Company Accounting Oversight Board (PCAOB) as a legal intern for Fall 2024. As a nonprofit organization established by Congress, the PCAOB oversees the audits of public companies and SEC-registered brokers and dealers t......
Investigator, NCP The candidate will perform Intake & Assessment with minimal supervision, and will demonstrate competency in investigative techniques and an understanding of relevant rules, federal securities laws, and markets and trading. Analyze the information received and identify the regulatory...
strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at . Please note that this number is exclusively for inquiries regarding application...
of public companies and SEC-registered brokers and dealers ... Mission to protect investors and promote independent, accurate, and informative audit reports Focus on modernizing audit standards, enhancing inspections, and strengthening enforcement Commitment to upholding...