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ensuring high-quality and timely outcomes in each matter, as well as collaborating with other departments and managing staff performance. The role requires a law degree and a minimum of seven years of securities-related regulatory and/or litigation experience. The... salary range...
Associate General Counsel, Regulatory: H1: Join **MEMBERS ONLY**SIGN UP NOW***... an Associate General Counsel, Regulatory H2: Lead Regulatory Initiatives... Title: Associate General Counsel, Regulatory Job Type: Full-Time... Location: Remote/Office Hybrid Salary Range: $149,600 - $351,200 (varies by location and experience)...
and qualifications. See below for details. Job Title: Director, Enforcement Experience: Minimum 7 years in securities-related regulatory and/or complex litigation, with... at least 5 years working for a regulatory entity, member firm, or... law firm. Responsibilities: - Ma...
abides by the requirements of 29 CFR 51304(c). This regulation prohibits discrimination against qualified individuals on the basis of race, color, religion, sex, age, national origin, sexual orientation, gender identity, marital status, disability, genetic information or status as a member...
FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public trust. FINRA employs a diverse workforce and...
Overview: FINRA, the Financial Industry Regulatory Authority, is seeking a... highly qualified and experienced Enforcement Principal Counsel to join our team. The selected candidate will play a key role in the rigorous assessment and effective advocacy of E...
Title: Assistant General Counsel, Regulatory Organization: FINRA (Financial... Industry Regulatory Authority) Experience: Minimum... of 6-8 years of directly related legal experience Salary Information: - Salary range varies based on location, skill set, level of experience, education, and...
Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
offers: Competitive salary ranging from $200,000 to $250,000 per year. Comprehensive benefits package, including health, dental, and vision insurance, retirement plans, and generous paid time off. Supportive and inclusive work environment. Opportunities for professional development...