Save your search progress and never miss an update
Associate General Counsel, Regulatory - Full Time ... the adoption of new regulatory requirements. The incumbent provides... legally and politically complex and sensitive regulatory initiatives and rule changes.... This position is recognized by FINRA and the industry as the t...
Friendly Job Title: Associate General Counsel - Employment Compliance H1: Join **MEMBERS ONLY**SIGN UP NOW***. as an Associate General Counsel H2: Advise on Labor and Employment Matters in Healthcare Bold Headlines: - $10,000 Tuition Reimbursement and Student Loan Repayment Available - Comprehensive Benefits Package Including Matching...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
Title: Associate General Counsel, Regulatory - Full Time ... Our Associate General Counsel, Regulatory H2: Be Part... of a Dynamic and Innovative Team Organization: FINRA Department: Office of General Counsel Location: Remote/Office (Hybrid) Salary Range:...
Intern Experience Level: Law student currently enrolled in... an accredited law school Location: Washington... ., Philadelphia, PA, Fort Lauderdale, FL, San Francisco, CA, New York, NY Time Type: Full time Salary: Competitive hourly rate based on...
Must be a self-starter, able to work independently and with minimal supervision.? Must demonstrate strong written and verbal communication skills.? Must be able to establish and maintain strong relationships with internal and external stakeholders.? Must have strong analytical skills with...
President & Associate General Counsel, Capital Markets Policy - Full Time FINRA is seeking a Vice President & Associate General Counsel, Capital Markets Policy to join their team in various locations including New York, NY, Chicago, IL, Boston, MA, Washington, DC,...
R-008114 The Investigations Director, Specialist Team, manages examinations and investigations of broker-dealers’ compliance with applicable rules and regulations, and financial crimes. The Director develops and supervises specialists regulatory programs and work products... related to the routine and special examinations/inv...
direct OGC's program with respect to regulatory matters requiring specialized expertise... in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent expert advice in this area. Demonstrate expertise with respect to the Exchange Act and Investment Advisers Act, their rules,...
Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...