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title: Assistant General Counsel, Regulatory H1 heading: Join... Assistant General Counsel in Regulatory H2 heading: Senior-Level... Legal Advisor in Regulatory Initiatives Bold headline:... advice and support in regulatory initiatives. FINRA (Financial... Industry Regulatory Authority) is a non-governmental......
Associate General Counsel, Regulatory - Job Summary: - The... Associate General Counsel, Regulatory is responsible for managing... the adoption of new regulatory requirements and providing expert... This position requires a law degree, admission to a... bar, and at least 10 years...
Analyst, MS Operations, Procedures and Standards - All FINRA Locations Apply time type Full time posted on Posted Today job requisition id R-008792 This position is an experienced individual contributor in Member Supervision Operations, Procedures and...
Principal Investigator, NCP - IRG - Any Finra Location locations Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations...
Advisor, Member Supervision - All FINRA Locations Apply Logo Strategic Advisor, Member Supervision - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job...
FINRA FINRA is a non-governmental organization that regulates the securities industry. FINRA is dedicated to investor protection and market integrity through effective and efficient regulation of broker-dealers. All individuals who are licensed to conduct securities transactions for **MEMBERS ONLY**SIGN UP NOW***...
of the Financial Industry Regulatory Authority, Inc. **MEMBERS ONLY**SIGN UP NOW***... is an equal opportunity employer and provides equal opportunity to all individuals without regard to race, color, religion, gender, national origin, age, disability, or any other factor. FINRA is committed to...
Corporate Financing - Lead Regulatory Policy and Compliance for... FINRA's Corporate Financing Rules H2: Join the Leadership Team at FINRA as the Vice President of Corporate Financing Department Bold Headline: Lead the Corporate Financing Department at FINRA and Protect Investors...
FINRA FINRA is a non-governmental organization that regulates the securities industry. FINRA protects investors by making sure the securities industry operates fairly and honestly. FINRA oversees about 3,600 brokerage firms, about 160,000 branch offices and approximately 630,000 registered securities...