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Senior Litigation Counsel, Enforcement - Any FINRA Location Salary: - California: Minimum Salary $146,200, Maximum Salary $296,100 - Washington, DC: Minimum Salary $146,200, Maximum Salary $283,800 - Colorado/Hawaii: Minimum Salary $127,300, Maximum Salary $246,600 - New York, NY:...
R-008031: Assistant General Counsel, Regulatory Assistant General... Counsel, Regulatory – Full Time ... the oversight of the SEC, FINRA (Financial Industry Regulatory Authority) is dedicated to... protecting investors and maintaining market integrity. We are seeking an experienced Ass...
The Director, Regulatory Services Management is a... with preference given to candidates with advanced degrees such as a law degree or an MBA.... The Director will be responsible for managing the Cross Market Regulatory Working Group (CMRWG) matters... and I...
Points: - AI Product Counsel role at a US based AI research organization - Full-time, 10+ years of experience required - Salary range of $225,000 - $250,000 yearly - Located in San Francisco, CA with hybrid work model - Responsible...
Organization: **MEMBERS ONLY**SIGN UP NOW***. Location: Tennessee Position... – $83,000 Experience: Third-year law students and judicial clerks... Summary Organization: **MEMBERS ONLY**SIGN UP NOW***. Location: Tennessee Position... – $83,000 Experience: Third-year law students and judicial clerks... The **MEMBERS ONLY**SIGN UP NOW***. (YLC) is seeking......
of relevant rules, federal securities laws, and markets and trading. Analyze the information received and identify the regulatory issues raised to determine,... among other things, whether the organization has jurisdiction. Collect and analyze additional relevant information obtained from internal a...
of relevant rules, federal securities laws, and markets and trading. Analyze the information received and identify the regulatory issues raised to determine,... among other things, whether the organization has jurisdiction. Collect and analyze additional relevant information obtained from internal a...
Enforcement The candidate will resolve non-complex Enforcement matters, and contribute meaningful high quality work for large complex matters. Resolve non-complex Enforcement matters based on rigorous assessment and effective advocacy. Execute an effective risk-based legal strategy to assess the record fairly....
direct OGC's program with respect to regulatory matters requiring specialized expertise... in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent expert advice in this area. Demonstrate expertise with respect to the Exchange Act and Investment Advisers Act, their rules,...
not limited to the San Francisco and Los Angeles Fair Chance Ordinances. The organization is currently seeking a Senior Counsel, Corporate and Business Law to join their team... in Oakland, CA. In this role, the Senior C...