Title: Associate General Counsel Job Responsibilities: The Associate General Counsel at the organization is responsible for providing legal advice and guidance to the organization and its leaders and team members. This includes performing research and analysis of legal issues, conducting investigations into...
PCAOB is a registered trademark of the **MEMBERS ONLY**SIGN UP NOW***. The Public Company Accounting Oversight Board is a nonprofit organization established by Congress to oversee the audits of public companies in order to protect investors and the public...
Friendly Job Title: Policy Counsel, Antisemitism H1: Join the Fight Against Antisemitism as a Policy Counsel at ADL H2: Make an Impact as ADL's Policy Counsel for Countering Antisemitism Overview: - Join the leading anti-hate organization...
Principal Investigator, NCP - IRG - Any Finra Location locations Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations...
Advisor, Member Supervision - All FINRA Locations Apply Logo Strategic Advisor, Member Supervision - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job...
Principal Investigator, NCP - IRG - All FINRA Locations FINRA is seeking a highly skilled and experienced Associate Principal Investigator to join our Initial Review Group (IRG) team. This role will be responsible for performing Intake & Assessment with...
Job Functions - Education/Experience Requirements - Salary Information - Time Off and Paid Leave - Important Information - Search Firm Representatives Bold Headlines: - FINRA's Initial Review Group - Centralized Unit for Regulatory Intelligence - Essential Job... Functions -...
Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Manager -Trading Specialist Apply Logo locations Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA (Job Posting) Boca Raton, FL (Job Posting) Woodbridge,...
Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) time type...
Enforcement Apply time type Full time posted on Posted Today job requisition id R-008956 The Enforcement Director manages a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from...
MS OPS - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) time type Full...
federal securities laws. Advanced knowledge of securities markets and member firm operations also required. Education: Bachelor's degree, advanced degree or law degree preferred. Salary Range:... - CA: Minimum Salary $109,600, Maximum Salary $206,200 - CO/HI/MN/VT*: Minimum Salary $95,300, Maximum Sa...
FINRA, the Financial Industry Regulatory Authority - Part-time position... for graduate students pursuing a JD or LLM - Duration: Fall semester (August-December) - Work twice a week at local office - Opportunity to work closely with attorneys, investigators, and management...
is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status or any...
Friendly Job Title: Senior Attorney - Rocky Mountain Regional Office (Denver, CO) H1 Headline: Join Our Team as a Senior Attorney in the Rocky Mountain Region H2 Headline: Help Advance Climate and Clean Energy Work in Colorado and...
**MEMBERS ONLY**SIGN UP NOW***., a nonprofit environmental law organization, is seeking a... Senior Attorney to join their National Climate team. This position will focus on advancing rules, policies, and decisions to limit and prevent federal permitting of climate-damaging infrastruc...
(IRG) Organization: Financial Industry Regulatory Authority (**MEMBERS ONLY**SIGN UP NOW***.) Experience Level:... **MEMBERS ONLY**SIGN UP NOW***., the Financial Industry Regulatory Authority, is currently seeking... an Associate Principal Investigator to join their team at all **MEMBERS ONLY**SIGN UP NOW***. locations. In this role, the successful candidate will be responsible for...
phone calls or in-person visits, please. Attorney or Senior Attorney, Clean Energy Opportunity at **MEMBERS ONLY**SIGN UP NOW***. Overview: - **MEMBERS ONLY**SIGN UP NOW***. (WRA) is seeking a highly qualified Attorney or Senior Attorney to join our Clean Energy team. - This...
Principal Investigator, NCP - IRG - All FINRA Locations Position: Associate Principal Investigator, NCP - IRG Organization: FINRA Location: All FINRA locations (CA, CO, HI, IL, Jersey City, NJ, New York City, NY, MA, WA, MD, Washington, DC, NJ...
Title: Senior Director, Cyber and Analytics Unit Job Responsibilities: The Senior Director within the organization's Cyber and Analytics Unit (CAU) is tasked with leading the Cyber-Enabled Fraud (CEF) team. This team is responsible for planning and executing cyber-enabled fraud investigations involving member...
of the Financial Industry Regulatory Authority, Inc. **MEMBERS ONLY**SIGN UP NOW***... is an equal opportunity employer and provides equal employment opportunity to all individuals regardless of race, color, religion, gender, sexual orientation, gender other characteristic protected by law. FINRA abides by the......
Title: Principal Investigator, Specialist Team Job Responsibilities: The Principal Investigator, Specialist Teams is responsible for conducting high complexity routine and special investigations of organization member firms. This role involves investigating potentially suspicious activities of individuals associated with organization member firms and providing...