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is currently seeking Law Clerks to assist with various priority areas in the Bay Area. These positions offer an exciting opportunity for law students to gain hands-on experience in the legal field while making a meaningful impact in the community....
strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at . Please note that this number is exclusively for inquiries regarding application...
and audit quality? The **MEMBERS ONLY**SIGN UP NOW***... (PCAOB) has legal intern positions available for Summer 2025 in various locations across the United States. Join us and make a difference investor protection! Organization: **MEMBERS ONLY**SIGN UP NOW***......
Staff Attorney - Senior + Disability Rights Project Asian Pacific Islander Legal Outreach (API Legal Outreach) is looking for a Staff Attorney to join their team and provide legal representation to low-income adults 60 years of age or older...
Job Title: Principal Analyst, Regulatory Services Management Organization: FINRA Experience: Minimum 8 years Education: Bachelor's degree, Juris Doctorate preferred Location: Various (CA, Washington DC, CO, HI, NY, WA) Salary: Varies based on location and experience, see chart below Full-time...
Investigative Director, Specialist Team - All FINRA Locations FINRA is seeking an Investigations Director, Specialist Team, to manage examinations and investigations of broker-dealers' compliance with applicable rules and regulations, and financial crimes. This is a senior-level position that...
FINRA Location: Any FINRA Location Job Title: Principal Analyst, Risk Monitoring Experience: Senior-level Salary Range: Minimum $92,500, Maximum $200,200 Time Type: Full-time H1: Principal Analyst, Risk Monitoring - Any FINRA Location H2: Conduct Risk Monitoring Activities and Assessments for...
monitoring activities and ongoing risk assessments for FINRA members. - Must have a Bachelor's degree in Finance, Accounting, Business or related... field, or equivalent combination of education and relevant experience. - Advanced knowledge of FINRA's risk fundamentals and intermediate-to-advanced...
strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at . Please note that this number is exclusively for inquiries regarding application...
doing business with the public in the United States.... market integrity in a public-private partnership with the Securities... and Exchange Commission (SEC), while also benefiting from the SEC’s oversight. In its role as investor guardian, FINRA is informed, but not...