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Friendly Job Title: Assistant General Counsel, Regulatory - Full Time H1: Join FINRA as an Assistant General Counsel in our Regulatory Group! H2: Purposeful Work with FINRA as an Assistant General Counsel, Regulatory Bold Headlines: - Work for a Regulator with a Strong Moral...
Principal Investigator, NCP, is responsible for leading investigations of varying risk and complexity within FINRA's National Cause Program. They will gather regulatory intelligence, compile and analyze records, and conduct interviews of relevant parties. The ideal candidate will have an advanced...
Principal Counsel, Enforcement - Competitive Salary and Benefits H2: Join Our Team at FINRA - Apply Today! Summary: FINRA, a leading financial regulatory organization, is seeking a highly experienced Principal Counsel to join their Enforcement team. The successful candidate will be responsible for...
Principal Analyst, Dispute Resolution Services Training H2: Job Description Organization: FINRA Job Title: Principal Analyst, Dispute Resolution Services Training Job Requisition ID: R-007973 Locations: Chicago, IL; Jersey City, NJ; Boca Raton, FL; New York, NY; Los...
Litigation Counsel, Enforcement - Any FINRA Location The Senior Litigation Counsel is responsible for representing the Financial Industry Regulatory Authority (FINRA) in disciplinary and non-disciplinary proceedings. They will also be responsible for briefing and arguing appeals before the National...
Principal Investigator, Specialist Team - All FINRA Locations H2: Job Description Organization: FINRA Job Title: Principal Investigator, Specialist Team Job Type: Full-time Location: All FINRA Locations Salary Information: - California: Minimum Salary $106,400, Maximum Salary $200,200 - Washington,...
Friendly Job Title: Assistant General Counsel, Regulatory - Full Time H1 Heading: Join FINRA as an Assistant General Counsel in our Regulatory Group H2 Headings: - Purposeful Work at a Regulator - Render Senior-Level Legal Advice and Support...
Analyst, Risk Monitoring-Diversified, Carrying and Clearing - ANY FINRA location Full time position with FINRA, a leading regulatory organization for the financial industry. Job Responsibilities: Conduct risk monitoring activities and ongoing risk assessments for FINRA members,...
Instructional Designer Organization: FINRA (Financial Industry Regulatory Authority) Employment Type: Full-time Location: Multiple locations (Chicago, IL; Jersey City, NJ; Boca Raton, FL; Washington, DC; Rockville, MD; New York, NY; Los Angeles, CA) About the Organization: FINRA is a not-for-profit...
Risk Monitoring - Capital Markets Full-time position Job Requisition ID: R-008111 Role Overview: The Director of Risk Monitoring is responsible for overseeing the implementation and completion of the Risk Monitoring Program for a specific Firm Grouping...