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Director, Specialist Team - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008114 The Investigations Director, Specialist Team, manages examinations and investigations of broker-dealers’ compliance with...
Principal Analyst, Risk Monitoring - Any FINRA Location H2: Essential Job Functions H2: Education & Experience Requirements H2: Knowledge Requirements H2: Skill Requirements H2: Salary Information H2: Time Off and Paid Leave H2: Important Information H2: Search Firm Representatives H2:...
Principal Analyst, Risk Monitoring Organization: FINRA Department: Risk Monitoring Location: Any FINRA Location Salary Range: $92,500 - $200,200 Experience: Senior-level with relevant industry experience #H1: Principal Analyst, Risk Monitoring - Any FINRA Location #H2: Essential Job Functions -...
Title: Associate Principal Analyst, Risk Monitoring Organization: FINRA Location: Any FINRA Location Experience: Mid-level Salary: Varies based on location and qualifications Job Type: Full-time H1: Join Our Team as an Associate Principal Analyst, Risk Monitoring H2: Conduct Risk Monitoring...
FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color,...
- Job Title: Associate General Counsel, Regulatory - Organization: FINRA - Type: Full-time - Location: Hybrid work environment (remote/office) - Salary: Varies based on location and factors such as skill set, experience, and education - Job Requisition ID: R-008412...
Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting)...
friendly job title: Principal Investigator, NCP - All FINRA Locations H1 heading: Join the Investigation Team at FINRA as a Principal Investigator H2 heading: Conduct High-Level Investigations as a Principal Investigator, NCP Organization: FINRA (Financial Industry Regulatory Authority) Department:...
Principal Analyst, Risk Monitoring – Large Diversified – All FINRA Locations Full time posted on Posted Today job requisition id R-008444 Overview: The Senior Principal Analyst, Risk Monitoring will be responsible for...
2025 Legal Intern Join the PCAOB as a Legal Intern and make a difference in global investor protection. We are a nonprofit organization established by Congress to oversee audits of public companies and SEC-registered brokers and dealers. Our mission...