to corporate governance and finance/investment functions of the organization,... as well as support mergers and acquisitions and other strategic transactions. Report to the Vice President, Mergers & Acquisitions, Corporate Transactions, Legal & Risk Services. Assist the General Counsel and Vice...
Title: Emergency Response Manager Job Responsibilities: The Emergency Response Manager is responsible for ensuring a swift, organized, and effective response to immigration crises in Florida. This involves managing and coordinating the rapid response work of the Florida Rapid Response Alliance for Immigrant...
information will be provided to managers/supervisors, including hiring managers, upon request. H1: Director, Legal Counsel - Remote H2: Join the ASPCA and Make a Difference for Animals SEO Title: Director, Legal Counsel Job at ASPCA - Remote...
Senior Director, Financial Intelligence Fusion Center (FIFC) is a crucial and highly influential role within FINRA's Strategic Intelligence and Analytics Program. The FIFC is responsible for aggregating and disseminating real-time intelligence collected by FINRA, member firms, regulators, and law enforcement...
Advisor, Market Regulation & Transparency Services Salary Information: Minimum $149,600, Maximum $351,200 Full-Time Position R-008276 Job Requisition ID Posted Today Work Location: Various (CA, DC, CO, HI, MN, VT, NY, WA, MD) H1: Leadership and Strategic Support for Market...
Manager -Trading Specialist Apply Logo locations Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA (Job Posting) Boca Raton, FL (Job Posting) Woodbridge,...
Principal Investigator, NCP - IRG - Any Finra Location locations Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations...
Advisor, Member Supervision - All FINRA Locations Apply Logo Strategic Advisor, Member Supervision - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job...
Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) time type...
MS OPS - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008908 The Director will provide strategic leadership and guidance and establishes procedures...
of Operations, Procedures and Standards - Salary Information Overview: As the Director of Operations, Procedures and Standards, you will play a critical role in providing strategic leadership and guidance for the program. Your responsibilities will include developing controls...
Examination Manager - All FINRA Locations H2: Essential Job Functions Organization: FINRA Job Title: Examination Manager Location: All FINRA Locations Time Type: Full time Posted on: Posted Today Job Requisition ID: R-009059 Essential Job Functions: - Manage...
is an Equal Opportunity and Affirmative Action Employer. All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status or any other...
Principal Investigator, NCP - IRG - All FINRA Locations Full-Time, Posted Today, R-009087 FINRA’s Initial Review Group (IRG) is seeking an experienced Associate Principal Investigator to join our team. The Associate Principal Investigator will be responsible for performing...
Friendly Job Title: Principal Investigator, High Risk Representatives - All FINRA Locations H1: Join FINRA as a Principal Investigator in High Risk Representatives at All Locations H2: Investigate and Identify Fraudulent Conduct in the Securities Industry Organization:...
Principal Analyst, Dispute Resolution - FINRA H2: Essential Job Functions: - Develops and implements policies regarding FINRA’s arbitration program. - Advises regional offices on various case administration problems. - Updates content of FINRA publications related to arbitration process....
MS Operations, Procedures and Standards - All FINRA Locations Locations: - Rockville, MD - Jersey City, NJ - Jericho, NY - Denver, CO - Dallas, TX - Boston, MA - Boca Raton, FL - Woodbridge, NJ - Washington, DC...
Apply for Principal Analyst, MS Operations, Procedures and Standards at FINRA H2: Join the Regulatory Change Process for Business Units and Enhance Processes at FINRA Job Title: Principal Analyst, MS Operations, Procedures and Standards Organization: FINRA Department: Member Supervision...
Analyst, Risk Monitoring - Capital Markets - All FINRA Locations #H1: Principal Analyst, Risk Monitoring - Capital Markets #H2: Join a Dynamic Team at FINRA Are you a highly skilled risk analyst with experience in capital markets and...
Director, Examinations - All Locations at FINRA: - Salary information: - Range of salaries based on location (see chart) - Additional bonuses and benefits available - Overtime pay for non-exempt employees - Immediate participation and vesting...
Friendly Job Title: Principal Analyst, Risk Monitoring - All FINRA Locations H1: Join FINRA as a Principal Analyst, Risk Monitoring H2: Conduct Risk Monitoring Activities for FINRA's Highest Impact Firms FINRA is currently seeking a highly experienced and knowledgeable Principal Analyst to join...
abides by the requirements of 41 CFR ). This regulation prohibits discrimination against qualified individuals on the basis of race, color, religion, sex, national origin, sexual orientation, gender identity, or disability in all programs or activities funded by the federal...
Principal Investigator, NCP - IRG - All FINRA Locations (Open) - Full Time FINRA, the Financial Industry Regulatory Authority, is currently seeking a highly skilled and experienced Associate Principal Investigator for their Initial Review Group (IRG) team. This position is available...
Principal Investigator, NCP - IRG - All FINRA Locations - Competitive salary based on location and experience - Full-time position with benefits - Opportunity to work with a reputable organization in the financial industry - Locations in various cities including Los Angeles, Jersey City,...
FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. Job Title: Principal Investigator, NCP - All FINRA Locations Organization: FINRA (Financial Industry Regulatory Authority) Experience: Bachelor's degree or equivalent relevant...
Title: Senior Director, Cyber and Analytics Unit Job Responsibilities: The Senior Director within the organization’s Cyber and Analytics Unit (CAU) is responsible for leading the Cyber-Enabled Fraud (CEF) team. This role involves overseeing the planning and execution of cyber-enabled fraud investigations involving...
Title: Principal Investigator, Specialist Team Job Responsibilities: The Principal Investigator, Specialist Teams, is tasked with conducting high complexity routine and special investigations of organization member firms. This role involves investigating potentially suspicious activities of persons associated with organization member firms and providing...
Title: Examination Director** **Job Responsibilities:** The Examination Director is a leadership role within the organization’s Firm Examinations, a critical component of the regulatory operations aimed at overseeing the activities of member firms. This position involves: - Managing a team of 4-6 Examination Managers...