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Director, Specialist Team - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008114 The Investigations Director, Specialist Team, manages examinations and investigations of broker-dealers’ compliance with...
Principal Analyst, Risk Monitoring - Any FINRA Location H2: Job Description and Requirements Organization: FINRA Job Title: Principal Analyst, Risk Monitoring Job Type: Full Time Salary Range: $92,500 - $200,200 (varies by location and experience)...
Title: Senior Analyst, Public Offerings Experience: At least 3 years of related industry experience Education: Bachelor’s Degree, JD or MBA preferred Salary: - California: Minimum of $78,900, Maximum Salary $146,900 - Washington, DC: Minimum Salary $78,900, Maximum Salary $140,800 -...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
Strategic Advisor, Market Regulation & Transparency Services - Essential Job Functions and Requirements H2: Essential Job Functions: - Serve as a key member of the senior management team for the Department - Work closely with the head of...
FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color,...
President, Regulatory Liaison - All FINRA Locations Salary Information: - Based on location, salary offers range from minimum to mid-point of salary range - Actual compensation based on various factors such as skill set, experience, education, and internal peer...
abides by the requirements of 41 CFR ). This regulation prohibits discrimination against qualified applicants or employees on the basis of race, color, religion, sex, national origin, age, disability, or where otherwise prohibited by applicable law. FINRA abides by the...
President & Associate General Counsel, Capital Markets Policy - Full Time FINRA is seeking a Vice President & Associate General Counsel, Capital Markets Policy to join their team in various locations including New York, NY, Chicago, IL, Boston, MA, Washington, DC,...
Principal Analyst, Risk Monitoring - Any FINRA Location The Organization: FINRA (Financial Industry Regulatory Authority) is a non-governmental organization that regulates the financial industry, including securities firms and brokers. FINRA is responsible for protecting investors, maintaining market integrity,...