Principal Investigator, NCP - IRG - Any Finra Location locations Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations...
Advisor, Member Supervision - All FINRA Locations Apply Logo Strategic Advisor, Member Supervision - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job...
Enforcement Apply time type Full time posted on Posted Today job requisition id R-008956 The Enforcement Director manages a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from...
Principal Investigator, NCP - IRG - All FINRA Locations Job Title: Associate Principal Investigator, NCP - IRG Job Type: Full time Organization: FINRA Department: Initial Review Group (IRG) Experience Requirements: Bachelor’s degree or equivalent relevant...
Title: Senior Principal Intelligence Specialist, FIU Job Responsibilities: The Senior Principal Intelligence Specialist in the Financial Intelligence Unit (FIU) within the organization’s National Cause and Financial Crimes Detection Program (NCFC) is responsible for executing functions that support the specialized unit’s mission. This...
Title: Examination Director** **Job Responsibilities:** The Examination Director at the organization plays a pivotal role in overseeing and ensuring the integrity and effectiveness of the organization's regulatory operations. This position involves managing a team of 4-6 Examination Managers and Senior Principal Examiners,...