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is an Employer of Choice FINRA has been named a Best Place to Work by several outlets, including the Washington Post, Financial Times and InvestmentNews. We are proud to offer a culture of inclusiveness and collaboration that is both...
Enforcement: Job Overview - Full-time position managing a team of 5-8 attorneys - Responsible for overseeing all stages of Enforcement cases, from inception to completion - Day-to-day management of a diverse docket of cases - Ensures that all factual findings and legal frameworks are...
Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled...
Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting)...
Analyst, Risk Monitoring - Any FINRA Location Full Time Posted Today R-008249 FINRA is looking for a Principal Analyst, Risk Monitoring to join our team. This senior-level position will be responsible for conducting risk monitoring activities...
Friendly Job Title: Director, Regulatory Services Management H1 Heading: Join FINRA as the Director of Regulatory Services Management H2 Heading: Manage Key Operations and Reporting for RSM in Market Regulation and Transparency Services The Director of Regulatory...
Friendly Job Title: Vice President & Associate General Counsel, Capital Markets Policy H1 Heading: Join FINRA as Vice President & Associate General Counsel, Capital Markets Policy H2 Heading: Lead a Team of Attorneys in Developing and Implementing Capital...
resumes will be reviewed by FINRA's Talent Acquisition team and only those resumes that meet the criteria will be forwarded to the hiring manager for consideration. Job Title: Associate Principal Analyst, Risk Monitoring - Any FINRA Location...
Job Title: Associate General Counsel, Regulatory - Full Time H1 Heading: Join FINRA as an Associate General Counsel, Regulatory H2 Heading: Expert Legal Counsel Opportunity in the Securities Industry Organization: FINRA Department: Office of General Counsel...
Senior Principal Analyst, Risk Monitoring – Large Diversified – All FINRA Locations H2: Essential Job Functions H2: Education/Experience Requirements H2: Knowledge Requirements H2: Skill Requirements H2: Salary Information H2: Important Information H2: Search...