Job Title: Counsel, Intellectual Property Job Responsibilities: The Counsel (Intellectual Property)... will be an integral... part of the legal team at the organization, collaborating closely with the Senior Managing Counsel and other legal professionals. The primary responsibilities of this role include: - Engaging...
Principal Investigator, VAST - All FINRA Locations locations Boca Raton, FL (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA...
Manager -Trading Specialist Apply Logo locations Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA (Job Posting) Boca Raton, FL (Job Posting) Woodbridge,...
Principal Investigator, NCP - IRG - Any Finra Location locations Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations...
Advisor, Member Supervision - All FINRA Locations Apply Logo Strategic Advisor, Member Supervision - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job...
Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) time type...
Enforcement Apply time type Full time posted on Posted Today job requisition id R-008956 The Enforcement Director manages a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from...
Friendly Job Title: Associate Principal Risk Monitoring Analyst - Any FINRA Location H1: Join FINRA as an Associate Principal Risk Monitoring Analyst H2: Conduct Risk Monitoring for FINRA Members and Advance Your Career! Organization: FINRA Department:...
of Operations, Procedures and Standards - Full Time Reporting to the Vice President of Member Supervision Operations, Procedures and Standards, the Director will provide strategic leadership and establish procedures and standards for the program. They will also work closely...
Senior Litigation Counsel: Represent FINRA in Complex Securities Cases H2: Job Description and Essential Functions Overview: FINRA (Financial Industry Regulatory Authority) is currently seeking a Senior Litigation Counsel for their Enforcement Services department. This position involves litigating nationwide non-disciplinary and disciplinary proceedings and...
Investigator, NCP - Investigate Fraud and Misconduct Full Time Position with Competitive Salary Based on Location Hiring Across Various Locations: Boca Raton, FL; Jersey City, NJ; Jericho, NY; Denver, CO; Dallas, TX; Boston, MA; Woodbridge, NJ; Washington, DC;...
Friendly Job Title: Principal Analyst, Dispute Resolution H1: Join the Team as a Principal Analyst in Dispute Resolution H2: Essential Duties and Responsibilities of a Principal Analyst in Dispute Resolution Bullet Points: - Develops and implements policies for FINRA's arbitration program - Provides guidance to...
friendly job title: Principal Investigator, High Risk Representatives - All FINRA Locations H1 Heading: Join Our Team as a Principal Investigator at FINRA H2 Heading: Conduct High Complexity Investigations and Proactively Surveil the Industry The Organization:...
Principal Analyst, Dispute Resolution - Full Time - FINRA H2: Essential Job Functions - Develop and implement policies for FINRA's arbitration program - Advise regional offices on case administration issues - Conduct staff training on new rules and procedures...
Title: Director, MS Operations, Procedures and Standards Organization: FINRA (Financial Industry Regulatory Authority) Experience Required: Significant experience in securities, compliance or financial regulatory roles, preferably with experience in FINRA's Exam and/or Risk Monitoring program. Education Required: Bachelor's degree in a...
Title: Associate Principal Investigator, NCP - IRG Salary Range: $81,900-$176,000 per year, based on location and qualifications Job Type: Full-time Experience Level: Bachelor's degree or equivalent relevant experience required; advanced degree or law degree preferred Organization: FINRA (Financial Industry Regulatory...
Vice President, Enforcement Legal is a high-level position responsible for leading a team of attorneys in conducting investigations and disciplinary actions for FINRA, a regulatory organization for the securities industry. The VP works closely with other VPs within the Enforcement...
Organization: FINRA Job Title: Legal Extern, Enforcement (UNPAID) Experience: Graduate student pursuing JD or LLM, preferred securities law or brokerage regulations knowledge Salary: Unpaid, must earn at least one credit Term: Fall 2025 semester, August-December Time Type: Part-time, minimum...
Analyst, Risk Monitoring - Capital Markets - All FINRA Locations FINRA is currently seeking a highly experienced Principal Analyst for their Risk Monitoring team. In this role, you will be responsible for conducting risk monitoring activities and ongoing risk...
Principal Investigator, NCP - IRG - All FINRA Locations The Associate Principal Investigator, NCP - IRG, will perform Intake & Assessment with moderate supervision, and will demonstrate competency in investigative techniques and an understanding of relevant FINRA rules, federal...
Principal Investigator, NCP - IRG - All FINRA Locations FINRA is seeking a Senior Principal Investigator for their Initial Review Group (IRG) in all FINRA locations. This is a full-time position with competitive compensation and benefits. Responsibilities: - Lead and strategize on the...
Friendly Job Title: Associate Principal Investigator, NCP - IRG - All FINRA Locations H1: Join FINRA as an Associate Principal Investigator at All FINRA Locations H2: Investigate Regulatory Intelligence at FINRA's Initial Review Group Organization: **MEMBERS ONLY**SIGN UP NOW***...