Save your search progress and never miss an update
strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at . Please note that this number is exclusively for inquiries regarding application...
Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
integrity in a public-private partnership with the Securities and... Exchange Commission (SEC), while also benefiting from the SEC’s oversight. In its role as investor guardian, FINRA is informed, but not influenced, by the industry that it regulates. FINRA’s independent regulation...
President, Regulatory Liaison - All FINRA Locations Salary Information: Salary ranges from $175,600 to $345,700, depending on location and qualifications. Job Title: Vice President, Regulatory Liaison Experience Information: Bachelor's Degree in relevant field preferred, with significant experience...
Vice President, Corporate Financing - Lead Regulatory Policy and Compliance for FINRA's Corporate Financing Rules H2: Join the Leadership Team at FINRA as the Vice President of Corporate Financing Department Bold Headline: Lead the Corporate Financing Department at FINRA and...
FINRA FINRA is a non-governmental organization that regulates the securities industry. FINRA protects investors by making sure the securities industry operates fairly and honestly. FINRA oversees about 3,600 brokerage firms, about 160,000 branch offices and approximately 630,000 registered securities...
Attorney - Philadelphia VIP: A Rewarding Opportunity for a Dedicated and Experienced Legal Professional Organization: Philadelphia VIP Job Title: Supervising Attorney Experience: Minimum 3 years of legal work experience and at least 6 years of total full-time work experience...