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Principal Analyst, Risk Monitoring will be responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members. This is a senior-level position reporting to a Risk Monitoring Director and will support both that direct manager in identifying existing...
Analyst, Risk Monitoring - Any FINRA Location The Organization: FINRA is a not-for-profit organization authorized by Congress to protect investors and ensure market integrity. They oversee the securities industry, including stockbrokers, brokerage firms, and securities exchanges. FINRA is...
FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color,...
interested candidates must submit their application and resume through our career site at – no exceptions. If you have any difficulty using our online application system due to a disability or technical difficulty, please send an email to [email...
Senior Principal Analyst, Risk Monitoring – Large Diversified – All FINRA Locations H2: Job Description and Requirements for Senior Principal Analyst Position Organization: FINRA Job Title: Senior Principal Analyst, Risk Monitoring Experience: Prior experience in FINRA's Exam and/or Risk...