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Fair Housing Justice Center (FHJC) is a non-profit organization that works to combat housing discrimination and promote fair housing rights for all individuals. We are currently seeking highly motivated law students for winter, spring, and summer internships to assist with...
General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent...
Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
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Responsibilities: Direct, manage, and supervise a team of attorneys in developing and implementing capital markets policy initiatives and counseling the Department of Market Regulation and Transparency Services. Provide expert knowledge and advice to the Board of Governors...
Policy Advisor, New York Legal Policy - Reputed Firm H1: Experienced Legal Policy Advisor in New York City H2: Join a Non-Profit Organization and Make a Difference A reputable non-profit organization in New York City is seeking two experienced...
Title: Principal Analyst, Risk Monitoring Organization: FINRA (Financial Industry Regulatory Authority) Location: Any FINRA Location (California, Washington DC, Colorado, Hawaii, New York, NY, Washington State) Salary Range: - California: Minimum Salary $106,400, Maximum Salary $200,200 - Washington, DC:...
Analyst, Risk Monitoring - Any FINRA Location Full-time position with competitive salary and benefits R-008249 job requisition ID As a Principal Analyst in Risk Monitoring at FINRA, you will play a crucial role in identifying and assessing...
FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission...
FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and...