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Cancer H2: Full-time Attorney Position with LLS - Seeking an experienced Attorney to join the Legal Department at LLS - Responsible for contract drafting, review, and negotiation in various functional areas - Focus on Data Privacy, Marketing, Public Policy...
ALTO Legal Coordinator is responsible for supporting the Operations Team through administrative responsibilities, research, and development of legal solutions for ALTO’s clients’ crime and public safety challenges. The ALTO Legal Coordinator is also responsible for supporting Staff Attorneys in managing...
Fair Housing Justice Center (FHJC) is a non-profit organization that works to combat housing discrimination and promote fair housing rights for all individuals. We are currently seeking highly motivated law students for winter, spring, and summer internships to assist with...
General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent...
Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
- Job title: Strategic Advisor, Market Regulation & Transparency Services - Organization: FINRA (Financial Industry Regulatory Authority) - Experience: Minimum of 10 years in securities, compliance or financial regulation - Education: Bachelor's degree required, MBA, JD, or other relevant...
ALTO Legal Coordinator is responsible for supporting the Operations Team through administrative responsibilities, research, and development of legal solutions for ALTO’s clients’ crime and public safety challenges. The ALTO Legal Coordinator is also responsible for supporting Staff Attorneys in managing...
a principal analyst in risk monitoring, you will be responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members. You will report to a Risk Monitoring Director and support them in identifying existing and emerging risks. This...
Friendly Job Title: Principal Analyst, Risk Monitoring - Any FINRA Location H1: Join FINRA as a Principal Analyst, Risk Monitoring H2: Conduct Risk Monitoring Activities and Assessments for FINRA Members Bold Headline: Senior-Level Position with Opportunity for...
Analyst, Risk Monitoring - Any FINRA Location The Principal Analyst, Risk Monitoring is a senior-level position reporting to a Risk Monitoring Director and supports both that direct manager in identifying existing and emerging risks, and interactions with internal and...