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abides by the requirements of 41 CFR ). This regulation prohibits discrimination against qualified applicants or employees on the basis of race, color, religion, sex, national origin, age, disability, or where otherwise prohibited by applicable law. FINRA abides by the...
President & Associate General Counsel, Capital Markets Policy - Full Time FINRA is seeking a Vice President & Associate General Counsel, Capital Markets Policy to join their team in various locations including New York, NY, Chicago, IL, Boston, MA, Washington, DC,...
Litigation Counsel, Enforcement - Represent FINRA in complex disciplinary proceedings and appeals involving violations of federal securities laws and SRO rules. Salary Range: - CA: Minimum Salary $146,200, Maximum Salary $296,100 - CO/HI/MN/VT*: Minimum Salary $127,300, Maximum Salary $246,600 - IL*: Minimum Salary $139,800,...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
Public Company Accounting Oversight Board (PCAOB) Position: Deputy Chief Counsel, Division of Registration and Inspections Experience: Minimum of 15+ years of relevant experience Salary: $242,000 - $399,100 per year (based on data-driven market analysis) Location: Various offices/locations, including Washington, DC...
Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting)...