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FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an equal opportunity employer and provides equal opportunity to all individuals without regard to race, color, religion, sex, gender identity, sexual orientation, age,...
Title: Assistant General Counsel, Regulatory Experience: Minimum 6-8 years of legal experience Organization: FINRA (Financial Industry Regulatory Authority) Location: Washington, DC, Jericho, NY, Denver, CO, Dallas, TX, Chicago, IL Employment Type: Full-time Job Requisition ID: R-008376 FINRA, the...
Title: Associate General Counsel, Regulatory Salary Information: - Minimum Salary: $149,600 - Maximum Salary: $351,200 - Actual compensation based on factors such as skill set, experience, education, and internal peer comparisons. - Full pay ranges provided for candidate to consider...
at or above the maximum salary range. The organization is currently seeking a Senior Litigation Counsel to join their... Enforcement Department. This is a full-time position with the opportunity to work under minimal supervision and litigate nationwide non-disciplinary...
President, Corporate Financing - Lead and manage the Corporate Financing Department within FINRA's Offices of the Chief Legal Officer (OCLO). This position involves developing policies, strategies, and decisions, collaborating with other FINRA departments, and managing a team of staff members....
Principal, Enforcement Central Intake Group Apply Logo locations Rockville, MD (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) locations Chicago, IL...
non-governmental regulator for all securities firms doing business with... maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC),... while also benefiting from the SEC’s oversight. In its role as investor guardian, FINRA is informed,...
Responsible for providing legal advice and support for the adoption of new regulatory initiatives - Must have advanced knowledge of laws, rules, and regulations governing the securities industry - Work closely with... the Board of Governors and FINRA advisory committees to...
is currently seeking a highly skilled and experienced Senior Litigation Counsel to join our... Enforcement team. This is a full-time position with the potential for growth and advancement within the organization. As a Senior Litigation Counsel, you will be... respons...