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non-governmental regulator for all securities firms doing business with... maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC),... while also benefiting from the SEC’s oversight. In its role as investor guardian, FINRA is informed,...
Responsible for providing legal advice and support for the adoption of new regulatory initiatives - Must have advanced knowledge of laws, rules, and regulations governing the securities industry - Work closely with... the Board of Governors and FINRA advisory committees to...
Organization: FINRA Job Title: Enforcement Counsel Experience: Minimum 4 years of relevant legal experience in a regulatory or legal environment Education: Law degree and admission to the bar Salary Range: - California: Minimum $106,400, Maximum $200,200 - Washington, DC/Maryland:...
points: - Full-time position as an Associate General Counsel, Regulatory at FINRA (Financial Industry Regulatory Authority) - Responsible for managing the adoption of new regulatory requirements - Provides expert knowledge to the Board of Governors and senior management...
2025 Housing Staff Attorneys/Law Graduates at Legal Services NYC Legal Services NYC (LSNYC) is seeking law graduates and/or staff attorneys to join our Fall 2025 class of Right to Counsel (RTC) attorneys. As the largest civil legal services provider...
and regional legal teams, assisting with day-to-day and sensitive employment matters, internal investigations, interpretation of local legal requirements, application of global policies and procedures, compliance monitoring, and litigation management. Provide employment law... support to TNC HR professionals, attorneys, and busines...
Managing Attorney, with the assistance of the Hiring Committee, will make hiring decisions based on the best fit for the position as well as the organization. Summary: - Legal Services NYC (LSNYC) is a non-profit organization that fights for...