Save your search progress and never miss an update
General Counsel, Regulatory: H1: Join FINRA as an Associate General Counsel, Regulatory H2: Lead Regulatory Initiatives and Rule Changes Organization: FINRA Department: Office of General Counsel Job Title: Associate General Counsel, Regulatory Job Type: Full-Time Location: Remote/Office...
and qualifications. See below for details. Job Title: Director, Enforcement Experience: Minimum 7 years in securities-related regulatory and/or complex litigation, with at least 5... years working for a regulatory entity, member firm, or law firm. Responsibilities: - Ma...
ensuring high-quality and timely outcomes in each matter, as well as collaborating with other departments and managing staff performance. The role requires a law degree and a minimum of seven years of securities-related regulatory and/or litigation experience. The salary range......
abides by the requirements of 29 CFR 51304(c). This regulation prohibits discrimination against qualified individuals on the basis of race, color, religion, sex, age, national origin, sexual orientation, gender identity, marital status, disability, genetic information or status as a member...
non-governmental regulator for all securities firms doing business with... the public in the United States. FINRA works to protect investors and maintain market integrity in a public trust. FINRA employs a diverse workforce and is an Equal Opportunity Employer....
is an Equal Opportunity and Affirmative Action Employer Enforcement Principal Counsel - Job Description Location: Various Locations Organization: FINRA Department: Enforcement Employment Type: Full Time Overview: FINRA, the Financial Industry Regulatory Authority, is seeking a...
Title: Assistant General Counsel, Regulatory Organization: FINRA (Financial Industry Regulatory Authority) Experience: Minimum of 6-8 years of directly related legal experience Salary Information: - Salary range varies based on location, skill set, level of experience, education, and...
points: - Title: Senior Litigation Counsel, Enforcement - Locations:... Washington, DC; Jersey City, NJ; Jericho, NY; Denver, CO; Dallas, TX; Chicago, IL; Boston, MA; Boca Raton, FL; Woodbridge, NJ; San Francisco, CA; Rockville, MD; Philadelphia, PA; New York, NY; Los...
H1: Senior Litigation Counsel, Enforcement - Full... Provide guidance on statutory disqualification and member application issues - Draft legal documents and oversee pre-hearing tasks - Conduct litigation training and collaborate with... other FINRA departments Salary Information: - Location-b...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and require affirmative action by covered prime contractors and subcontractors to...