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Principal Counsel, Enforcement - $150,000-$200,000/year - Full Time - R-007990 H2: Join Our Team as an Enforcement Principal Counsel with FINRA! Are you a skilled and experienced attorney looking for a challenging and rewarding career opportunity? Look no...
from an accredited law school and admission to a bar required • Expertise in laws, rules, and regulations governing the securities industry preferred Key... Responsibilities: • Render senior-level legal advice and support in connection with the complete...
Enforcement The candidate will resolve non-complex Enforcement matters, and contribute meaningful high quality work for large complex matters. Resolve non-complex Enforcement matters based on rigorous assessment and effective advocacy. Execute an effective risk-based legal strategy to assess the record fairly....
Organization: FINRA (Financial Industry Regulatory Authority) Job Title: Assistant General Counsel, Regulatory Experience: Minimum 6-8 years of directly related legal experience Salary Information: Based on location and various factors, including skills, experience, and education Job Status: Full-time Job Requisition...
requires a law degree and 15 years of litigation experience, with a strong... understanding of administrative law and experience adjudicating disciplinary proceedings. The Senior Special Counsel will also have the responsibility of supervising legal and administrative assistants. This position o...
financial regulation? Are you looking for a challenging and rewarding career opportunity? Look no further than FINRA, the leading non-governmental regulator for all securities firms doing business in... the United States. We are currently seeking a Principal Counsel, Enforc...
an SEO-friendly job title, we suggest "Senior Assistant General Counsel, Regulatory - FINRA" H1 Heading: Join FINRA as a Senior Assistant General Counsel, Regulatory H2 Heading: Make a Difference in Investor Protection and Market Integrity...
Enforcement The candidate will resolve non-complex Enforcement matters, and contribute meaningful high quality work for large complex matters. Resolve non-complex Enforcement matters based on rigorous assessment and effective advocacy. Execute an effective risk-based legal strategy to assess the record fairly....