Save your search progress and never miss an update
General Counsel, Regulatory: H1: Join FINRA as an Associate General Counsel, Regulatory H2: Lead Regulatory Initiatives and Rule Changes Organization: FINRA Department: Office of General Counsel Job Title: Associate General Counsel, Regulatory Job Type: Full-Time Location: Remote/Office...
non-governmental regulator for all securities firms doing business with... the public in the United States. FINRA works to protect investors and maintain market integrity in a public trust. FINRA employs a diverse workforce and is an Equal Opportunity Employer....
is an Equal Opportunity and Affirmative Action Employer Enforcement Principal Counsel - Job Description Location: Various Locations Organization: FINRA Department: Enforcement Employment Type: Full Time Overview: FINRA, the Financial Industry Regulatory Authority, is seeking a...
Title: Assistant General Counsel, Regulatory Organization: FINRA (Financial Industry Regulatory Authority) Experience: Minimum of 6-8 years of directly related legal experience Salary Information: - Salary range varies based on location, skill set, level of experience, education, and...
H1: Senior Litigation Counsel, Enforcement - Full... Provide guidance on statutory disqualification and member application issues - Draft legal documents and oversee pre-hearing tasks - Conduct litigation training and collaborate with... other FINRA departments Salary Information: - Location-b...
non-governmental regulator for all securities firms doing business with... maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC),... while also benefiting from the SEC’s oversight. In its role as investor guardian, FINRA is informed,...
non-governmental regulator for all securities firms doing business with... public-private partnership with the Securities and Exchange Commission (SEC),... while also benefiting from the SEC’s oversight. In its role as investor guardian, FINRA is informed, but not influenced, by the industry...
General Counsel, Regulatory - Job Summary: This is a senior-level legal position that involves providing advice and support for the adoption of new regulatory initiatives and acting as a subject matter expert in various areas of legal expertise. The...
Associate General Counsel, Regulatory is a highly specialized and senior-level position responsible for providing expert legal advice and guidance on high-impact, complex, and politically sensitive regulatory initiatives and rule changes. This position requires a law degree, admission to the bar,...
Enforcement: - Responsible for managing a team of 5-8 Enforcement attorneys and overseeing all stages of Enforcement cases - Ensures that outcomes in each case are supported by thorough and accurate factual findings and clear legal framework - Monitors aging...