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Principal Counsel, Enforcement - Full Time Job with Organization H2: Job Overview FINRA is seeking a highly skilled and experienced Principal Counsel to join our Enforcement team. This role plays a crucial role in assessing and advocating for...
non-governmental regulator for all securities firms doing business with... public-private partnership with the Securities and Exchange Commission (SEC),... while also benefiting from the SEC’s oversight. In its role as investor guardian, FINRA is informed, but not influenced, by the industry...
Friendly Job Title: Associate General Counsel, Regulatory - Full Time H1: Join FINRA as Our Associate General Counsel, Regulatory H2: Be Part of a Dynamic and Innovative Team Organization: FINRA Department: Office of General Counsel...
General Counsel, Regulatory - Full Time Posted Yesterday - R-008412 This position is responsible for directing and managing the complete life cycle of the adoption of new regulatory requirements. The incumbent provides expert knowledge to the Board of...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
Job Title: Senior Litigation Counsel, Enforcement Organization: **MEMBERS ONLY**SIGN UP NOW***... Experience: 10+ years of litigation experience Location: Nationwide Time... Type: Full Time Essential Job Functions: - Represent FINRA in complex disciplinary proceedings and appeals before the National Adjudicatory Council...
work environment Monthly virtual team building events Competitive salary Job Title: Senior Claims Counsel Organization: **MEMBERS ONLY**SIGN UP NOW***. Department: Claims and Incident Management Job Type: Full-Time, Hybrid Salary: Competitive About **MEMBERS ONLY**SIGN UP NOW***.: - Creating a new category that integrates cybersecurity, cyber...