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Organization: - FINRA (Financial Industry Regulatory Authority) ... The Department: - Enforcement Location: - Various locations including Woodbridge, NJ; Jersey City, NJ; Jericho, NY; Denver, CO; Dallas, TX;...
registered trademark of the Financial Industry Regulatory Authority, Inc.... Director, Enforcement - Job Description Summary: - The Director of Enforcement is responsible for managing a team of attorneys to develop and resolve Enforcement cases from start to...
registered trademark of the Financial Industry Regulatory Authority, Inc.... FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a...
$127,300 - $296,100 (based on location and experience) Employment Type: Full-time Overview: FINRA, the Financial Industry Regulatory Authority, is... seeking an experienced Assistant General Counsel to provide legal advice and support for the adoption of new regulatory initiative...
Job Title: Associate General Counsel, Regulatory - Full Time H1 Heading: Join FINRA as an Associate General Counsel, Regulatory H2 Heading: Expert Legal Counsel Opportunity in the Securities Industry Organization: FINRA Department: Office of General Counsel...