Save your search progress and never miss an update
are looking for a Senior Staff Attorney to join their team in Newark, NJ. This full-time position will report to the Executive Director and will have a hybrid schedule. The Council on American-Islamic Relations (CAIR) is America's largest Islamic civil...
direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent expert advice in this area. Demonstrate expertise with respect to the Exchange Act and Investment Advisers Act,... their rules,...
- Job title: Strategic Advisor, Market Regulation & Transparency Services - Organization: FINRA (Financial Industry Regulatory Authority) - Experience: Minimum of 10 years in securities, compliance or financial regulation - Education: Bachelor's degree required, MBA, JD, or other relevant...
President, Corporate Financing - Lead and manage the Corporate Financing Department within FINRA's Offices of the Chief Legal Officer (OCLO). This position involves developing policies, strategies, and decisions, collaborating with other FINRA departments, and managing a team of staff members....
Director, Enforcement Central Intake Group: - Lead and manage the Enforcement Central Intake Group (CIG) team, collaborating with Enforcement's referring partners and playing a critical role in administering matters across Regulatory Operations (RegOps). - Responsible for providing oversight and...
Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled...
Principal Investigator, Specialist Team position is a full-time role available at all FINRA locations. This position is responsible for conducting investigations of FINRA member firms and providing guidance to Member Supervision staff on complex assignments. The position also involves proactively...
provides reasonable accommodation for qualified individuals with disabilities in the job application process. If you need assistance, please . SEO Friendly Job Title: Senior Vice President, General Counsel at Reputed Firm in...
Attorney, Labor and Employment The candidate will work closely with the People Team, Ethics and Compliance, senior management, and with local and regional legal teams, assisting with day-to-day and sensitive employment matters, internal investigations, interpretation of local legal requirements, application...
direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent expert advice in this area. Demonstrate expertise with respect to the Exchange Act and Investment Advisers Act,... their rules,...