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Paralegal, Oversight Liaison and Counsel Job Title: Senior Paralegal, Oversight Liaison and Counsel Organization: FINRA (Financial Industry Regulatory Authority) Department: Office of Oversight Liaison and Counsel (OLC) Location: Various locations (Rockville, MD, Washington, DC, New York, NY) Time Type:...
Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting)...
offers of employment at FINRA are subject to a thorough background investigation. FINRA is an Equal Opportunity and Affirmative Action Employer. All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status,...
expert knowledge to the Board of Governors and senior management - Advises on high-impact,... complex, and sensitive regulatory initiatives and rule changes - Recognized as top expert in a particular subject matter area by FINRA and the industry - Demonstrated...
Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled...
abides by the requirements of 41 CFR ). This regulation prohibits discrimination against qualified individuals on the basis of race, color, religion, sex, national origin, sexual orientation, gender identity, disability, or veteran status or any other classification protected by applicable...
Friendly Heading: Senior Analyst, Public Offerings - Analyze High-Profile Transactions and Ensure Compliance with FINRA and SEC Rules H2 Friendly Headings: - Essential Job Functions - Other Responsibilities - Education/Experience Requirements - Work Conditions - Salary Information by...
Analyst, Risk Monitoring - All FINRA Locations Apply Logo time type Full time posted on Posted 7 Days Ago job requisition id R-008728 Responsible for conducting risk monitoring activities and ongoing...
Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting)...
President, Corporate Financing - Lead and manage the Corporate Financing Department within FINRA's Offices of the Chief Legal Officer (OCLO). This position involves developing policies, strategies, and decisions, collaborating with other FINRA departments, and managing a team of staff members....