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FINRA Location: Any FINRA Location Job Title: Principal Analyst, Risk Monitoring Experience: Senior-level Salary Range: Minimum $92,500, Maximum $200,200 Time Type: Full-time H1: Principal Analyst, Risk Monitoring - Any FINRA Location H2: Conduct Risk Monitoring Activities and Assessments for...
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Position: Director, Enforcement Organization: FINRA Locations: Woodbridge, NJ; Jersey City, NJ; Jericho, NY; Denver, CO; Dallas, TX; Chicago, IL; Boston, MA; Boca Raton, FL; Washington, DC; San Francisco, CA; Rockville, MD; Philadelphia, PA; New York, NY; Los Angeles, CA...
President, Regulatory Liaison - All FINRA Locations Full-time Posted Today R-008302 Overview: - Responsible for leading and strengthening the Office of Regulatory Liaison (ORL) within Member Supervision. - Partner closely with FINRA's Office of Liaison...
**MEMBERS ONLY**SIGN UP NOW***. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. H1: Director, Enforcement - Lead and Manage a Team of Attorneys H2: Essential Job Functions and Responsibilities Organization: FINRA (Financial Industry...
resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place will be deemed the sole property of FINRA and no fee will be paid in the event that person is...
FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and...
General Counsel, Regulatory - Full Time Provide expert knowledge and advice to senior management and the Board of Governors on high-impact, complex and sensitive regulatory initiatives and rule changes. Direct and manage the complete life cycle of...
Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled...
Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting)...