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Title: Director, Regulatory Services Management (Full-Time) ... Organization: FINRA (Financial Industry Regulatory Authority) H1: Director,... Regulatory Services Management H2:... FINRA is seeking a highly skilled and experienced Director for their Regulatory Services Management team. T......
Organization: FINRA (Financial Industry Regulatory Authority) Job Title: Vice... President, Regulatory Liaison Experience: Significant securities,... compliance or financial regulatory experience Education: Bachelor's degree,... MBA, JD, or other relevant industry certification preferred Salary: Minimum $175,600, Maximum $345,700 (varies by location) Type:...
policies, strategies, and decisions, collaborating with other FINRA departments, and managing a team of staff members. H1: Vice President, Corporate Financing - Lead and Manage Department for Regulatory Compliance and Investor Protection... H2: Develop Policies, Collaborate with Other Departments,...
playing a critical role in administering matters across Regulatory Operations (RegOps). - Responsible... for providing oversight and active management of CIG staff, ensuring timely and high-quality analysis of matters, and collaborating with team members and stakeholders. - Possess substantial expertise...
Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting)...
Director, Regulatory Services Management - Full... candidate qualifications) The Director, Regulatory Services Management (RSM) is... responsible for managing key operations and reporting functions for RSM within MRTS. This role includes acting as a centralized resource for Regulatory Operations...
Organization: FINRA (Financial Industry Regulatory Authority) Department: Office of... Oversight Liaison and Counsel (OLC) Location: Various locations (Rockville, MD, Washington, DC, New York, NY) Time Type: Full time Posted On: Posted 2 Days Ago Job Requisition ID: R-008279 Job...
seeks a Corporate Secretary / Board Coordinator to support its Board Chair, the Board Chairs of its affiliate entities, and senior management in enhancing the functioning of the boards across multiple entities involved in providing affordable housing to diverse New...
Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting)...
Counsel & Director of Compliance at **MEMBERS ONLY**SIGN UP NOW***. H1:... Counsel and Director of Compliance at **MEMBERS ONLY**SIGN UP NOW***. H2:... Counsel & Director of Compliance Position at **MEMBERS ONLY**SIGN UP NOW***. ... Strong Communities - Associate General Counsel & Director of Compliance: Make a...