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Enforcement - Job Description H1: Director, Enforcement - Lead a Team of Attorneys in Resolving Enforcement Cases H2: Join the Team at FINRA and Make a Difference in the Securities Industry SEO Job Title: Director, Enforcement -...
Enforcement: Job Overview - Full-time position managing a team of 5-8 attorneys - Responsible for overseeing all stages of Enforcement cases, from inception to completion - Day-to-day management of a diverse docket of cases - Ensures that all factual findings and legal frameworks are...
**MEMBERS ONLY**SIGN UP NOW***. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. Director, Enforcement - Job Description Summary: - The Director of Enforcement is responsible for managing a team of attorneys to develop...
FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and...
Organization: FINRA Job Title: Assistant General Counsel, Regulatory Experience: 6-8 years Location: Washington, DC; Jericho, NY; Denver, CO; Dallas, TX; Chicago, IL Salary Range: $127,300 - $296,100 (based on location and experience) Employment Type: Full-time Overview: FINRA,...
Job Title: Associate General Counsel, Regulatory - Full Time H1 Heading: Join FINRA as an Associate General Counsel, Regulatory H2 Heading: Expert Legal Counsel Opportunity in the Securities Industry Organization: FINRA Department: Office of General Counsel...
Senior Litigation Counsel, Enforcement H2: Join our team at FINRA as a Senior Litigation Counsel, Enforcement! Senior Litigation Counsel, Enforcement - Full Time Organization: FINRA (Financial Industry Regulatory Authority) Locations: Washington, DC (Job Posting), Jersey City, NJ...