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FINRA FINRA is a non-governmental organization that regulates the securities industry. FINRA is dedicated to investor protection and market integrity through effective and efficient regulation of broker-dealers. All individuals who are licensed to conduct securities transactions for **MEMBERS ONLY**SIGN UP NOW***...
Vice President, Corporate Financing - Lead Regulatory Policy and Compliance for FINRA's Corporate Financing Rules H2: Join the Leadership Team at FINRA as the Vice President of Corporate Financing Department Bold Headline: Lead the Corporate Financing Department at FINRA and...
FINRA FINRA is a non-governmental organization that regulates the securities industry. FINRA protects investors by making sure the securities industry operates fairly and honestly. FINRA oversees about 3,600 brokerage firms, about 160,000 branch offices and approximately 630,000 registered securities...
School District of Philadelphia is seeking an Assistant General Counsel (Transactional) to join their Office of General Counsel (OGC) team. This position offers a salary range of $93,322 - $145,866 and requires a Juris Doctor degree from an accredited law...
Senior Director, Risk Monitoring will serve as the single point of accountability for the risk assessment, planning and execution of examinations for firms within a specific Firm Group or Sub-Group. This role is responsible for providing strategic leadership and ensuring...
compliance or financial regulatory experience Salary Information: Salary ranges based on... location and individual qualifications Organization: FINRA (Financial Industry Regulatory Authority) Department: Member Supervision H1: Lead and Implement the Strategic Direction of Cause Investigations H2: Essential Job Fu...