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in the securities industry with experience in FINRA's Corporate... Financing Rules Organization: FINRA (Financial Industry Regulatory Authority) Department: Corporate Financing Department Full Time Position H1 and H2 Friendly Headings: H1: Vice President, Corporate Financing De...
Regulatory Services Management - Full Time H1: Apply for Director, Regulatory Services Management at FINRA H2: Join Our Team and Make a Difference! Are you looking for a challenging and rewarding career in the financial industry? FINRA, the...
FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color,...
The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA member firms; investigates potentially suspicious activities of persons associated with FINRA member firms; provides... guidance to Member Supervision staff on their complex assignme...
Investigator, Specialist Team - All FINRA Locations The organization is seeking a highly experienced Principal Investigator to join their Specialist Team in all FINRA locations. The ideal candidate will have a strong background in conducting routine and special investigations...
dependent on experience and skill set Equal Rights Advocates (ERA) is seeking a National Campaign Staff Attorney to join their team in the Washington DC area. ERA is a national civil rights organization that works to expand economic...
$175,600 to $345,700 (depending on location and experience) - Experience: Minimum of 10 years in the securities industry with knowledge of FINRA's Corporate... Financing Rules Department Information - Department Name: Corporate Financing Department - Organization Name: FINRA (Financ...
securities firms doing business with the public in the... in a public-private partnership with the Securities and Exchange... Commission (SEC), while also benefiting from the SEC’s oversight. In its role as investor guardian, FINRA is informed, but not influenced, by...
the Staff Attorney, Special Education position is Grade 10/CASE... a Staff Attorney, Special Education to join their team.... Attorney will be responsible for representing the organization in matters regarding the Individuals with Disabilities Education Act... (IDEA), Section 504... of...