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more information about equal employment opportunity, please click here. Title: Director, Regulatory Services Management (Full-Time) Salary Range: $127,300 - $296,100 (Based on Location and Experience) Organization: FINRA (Financial Industry Regulatory Authority) H1: Director, Regulatory Services...
- Job title: Strategic Advisor, Market Regulation & Transparency Services - Organization: FINRA (Financial Industry Regulatory Authority) - Experience: Minimum of 10 years in securities, compliance or financial regulation - Education: Bachelor's degree required, MBA,... JD, or other relevant...
Analyst, Risk Monitoring - Any FINRA Location The Principal Analyst, Risk Monitoring is a senior-level position reporting to a Risk Monitoring Director and supports both that direct manager in identifying existing and emerging risks, and interactions with internal and...
today's competitive job market, it can be challenging to stand out as a top candidate for a Director, Enforcement position. This role requires strong leadership skills, legal expertise, and the ability to manage a team effectively. In order to summarize...
**MEMBERS ONLY**SIGN UP NOW***. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. Director, Enforcement - Up to $296,100 per year, based on location and experience FINRA is seeking a highly skilled and experienced Director...
FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an equal opportunity employer and provides equal opportunity to all individuals without regard to race, color, religion, sex, gender identity, sexual orientation, age,...
President, Corporate Financing - Lead and manage the Corporate Financing Department within FINRA's Offices of the Chief Legal Officer (OCLO). This position involves developing policies, strategies, and decisions, collaborating with other FINRA departments, and managing a team of staff members....
Director, Enforcement Central Intake Group: - Lead and manage the Enforcement Central Intake Group (CIG) team, collaborating with Enforcement's referring partners and playing a critical role in administering matters across Regulatory Operations (RegOps). - Responsible for providing oversight and...
as skill set, experience, education, and internal peer comparisons.... - Full pay ranges provided for candidate to consider growth potential. Experience: 10+ years of relevant legal experience Job Requisition ID: R-008412 Organization: FINRA Department: Office of...
Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled...