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Title: Associate General Counsel, Regulatory - Full Time ... an Associate General Counsel, Regulatory H2 Heading: Expert... Legal Counsel Opportunity in the Securities Industry Organization: FINRA Department: Office of General Counsel Job Requisition ID: R-008412...
Friendly Job Title: Director, Regulatory Services Management H1... as the Director of Regulatory Services Management H2... The Director of Regulatory Services Management (RSM) at... FINRA is seeking a skilled and experienced individual to join their team. As...
Title: Director, Enforcement - FINRA The Organization: - FINRA (Financial Industry Regulatory Authority) The Department:... - Enforcement Location: - Various locations including Woodbridge, NJ; Jersey City, NJ; Jericho, NY; Denver, CO; Dallas, TX;...
is an Employer of Choice FINRA has been named a Best Place to Work by several outlets, including the Washington Post, Financial Times and InvestmentNews. We are proud to offer a culture of inclusiveness and collaboration that is both...
Analyst, Risk Monitoring - Any FINRA Location Full Time Posted Today R-008249 FINRA is looking for a Principal Analyst, Risk Monitoring to join our team. This senior-level position will be responsible for conducting risk monitoring activities...
resumes will be reviewed by FINRA's Talent Acquisition team and only those resumes that meet the criteria will be forwarded to the hiring manager for consideration. Job Title: Associate Principal Analyst, Risk Monitoring - Any FINRA Location...
Conduct Research for FINRA Enforcement Team Job Summary: FINRA, the Financial Industry Regulatory Authority, is seeking a... highly skilled and motivated Paralegal to join our Enforcement team. This role will support our staff attorneys by conducting legal research, prepari...
FINRA, the Financial Industry Regulatory Authority, is currently seeking... a highly skilled and experienced Senior Director to lead our Enforcement Central Intake Group (CIG). This position is responsible for overseeing the intake, assessment, and assignment of all matters within Enforcement,...
Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled...
Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting)...