Job Title: Senior Attorney, Regulatory Organization: FINRA (Financial... Industry Regulatory Authority) Experience: 1-3... years of relevant legal experience Location: Washington, DC Salary Range: - CA: Minimum Salary $91,500, Maximum Salary $170,900 - CO/HI/MN/VT*: Minimum Salary $79,500,...
Policy Advisor for High-Impact Regulatory Initiatives Bullet Points:... legal knowledge and advice to the Board of Governors and senior management on complex and sensitive regulatory initiatives and rule changes.... - Act as the primary coordinator for policy and ru...
Friendly Job Title Senior Policy Counsel H1 and H2 Friendly Headings H1: Senior Policy Counsel at National Immigration Law Center (NILC) H2: About the Organization H2: About the Role H2: Specific Position Responsibilities H2: Supervisory Responsibilities H2: Shared Organization...
Attorney, Office of the Corporate Secretary Salary Information: - Minimum salary ranges from $79,500 to $95,400, depending on location and other factors. - Maximum salary ranges from $142,300 to $170,900, depending on location and other factors. Experience Information: - A minimum of two years of...
Summary: The Assistant Special Counsel in the Office of Hearing Officers performs a variety of specific duties, generally applying advanced analytical skills to provide effective legal support to FINRA Hearing Officers in connection with the adjudication of disciplinary proceedings...
Office H2 Heading: Opportunity for Experienced Legal Professional in Washington, DC Organization: FINRA (Financial Industry Regulatory Authority) Department: Enterprise... Data Privacy Office (EDPO) Job Type: Full time Job Requisition ID: R-009190 Salary Range: Minimu...
Principal Investigator, NCP - IRG - Any Finra Location locations Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations...
Advisor, Member Supervision - All FINRA Locations Apply Logo Strategic Advisor, Member Supervision - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job...
Investigator H2: Investigate Regulatory Matters at FINRA's IRG... Department Associate Principal Investigator, NCP - IRG - All FINRA Locations Full Time Position at FINRA's Initial Review Group (IRG) R-009174 Job Requisition ID Woodbridge, NJ Jersey City, NJ...
Principal Investigator, NCP - IRG - All FINRA Locations Salary Information: - Locations: - Los Angeles, CA (Minimum Salary $94,200, Maximum Salary $176,000) - Jersey City, NJ (Minimum Salary $98,300, Maximum Salary $176,000) - Jericho, NY...
Manager -Trading Specialist Apply Logo locations Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA (Job Posting) Boca Raton, FL (Job Posting) Woodbridge,...
Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) time type...
Enforcement Apply time type Full time posted on Posted Today job requisition id R-008956 The Enforcement Director manages a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from...
Litigation Paralegal, Enforcement Services The Senior Litigation Paralegal is responsible for providing support to the Enforcement Department in all litigation matters. This position requires advanced knowledge of legal procedures and terminology, as well as strong analytical and organizational skills....
Director, Office of Chief of Staff, OCLO - Salary Information - Job Title: Senior Director, Office of Chief of Staff, OCLO - Experience: Minimum of 10 years in financial services industry or regulation at FINRA or similar organizations - Education: Bachelor's degree in...
Resolution Organization: FINRA (Financial Industry Regulatory Authority) Department: Dispute Resolution Experience: 5+... years Location: Chicago, IL; Jersey City, NJ; Boca Raton, FL; Woodbridge, NJ; Washington, DC; Rockville, MD; New York, NY; Los Angeles, CA Time Type: Full Time Salary Range: $95,300 - $206,200 (varies based on...
Title: Principal Analyst, Dispute Resolution Department: National Arbitration Program Organization: FINRA Key Responsibilities: - Develop and implement policies to ensure high quality dispute resolution services for the National Arbitration Program. - Provide guidance and training to regional offices...
H2: Provide High-Level Administrative and Programmatic Support to OGC Regulation Offices Organization: FINRA Department: Office of General Counsel (OGC) Regulatory Policy, Capital Markets, and... Appellate Salary Information: - Minimum Salary: Varies based on location (see chart...
Legal Support for FINRA's Appellate Process Bold Headline: Are you an experienced legal professional looking for a challenging and rewarding opportunity? Join FINRA as our new Associate Director of Appellate Legal Support! Organization: FINRA (Financial Industry Regulatory Aut...
Program Administrator, OGC Regulation - Washington, DC - Salary range varies based on location, experience, and qualifications - Full-time, hybrid work environment with occasional travel required - Bachelor's degree and minimum of 6 years of experience in administrative or...
Organization: FINRA (Financial Industry Regulatory Authority) Location: Washington, DC... Job Type: Full Time Salary Range: $111,400 - $242,600 (based on location and experience) Job Requisition ID: R-009193 Posted On: Posted Today The Associate Director, Appellate Legal Support, plays...
FINRA is a not-for-profit organization dedicated to investor protection and market integrity. It regulates one critical part of the securities industry – brokerage firms doing business with the public in the United States. FINRA, overseen by the SEC, writes...
Friendly Job Title: Senior Director of Examinations - All FINRA Locations H1: Join FINRA as a Senior Director of Examinations H2: Lead and Strategize for Firm Group Examination Program Organization: FINRA Department: Member Supervision Salary Information: - Minimum salary ranges from $154,100 to $185,000 depending on...
Principal Investigator, NCP - IRG - All Locations Organization: FINRA Department: Initial Review Group (IRG) Location: Multiple Locations (Boston, MA; Jersey City, NJ; Jericho, NY; Denver, CO; Dallas, TX; Boca Raton, FL; Woodbridge, NJ; Washington, DC; Chicago,...