Save your search progress and never miss an update
The Assistant General Counsel - Regulatory will provide legal support... to all levels and groups at CHLA in order to advance the hospital's mission, minimize organizational liability, and ensure compliance with laws and regulations. The ideal candidate will hav...
experienced Assistant General Counsel, Regulatory to join their team.... The ideal candidate will have a law degree from an accredited law school, admission to a bar, and a minimum of 6-8 years of directly related legal experience. They should also...
of the Financial Industry Regulatory Authority, Inc. **MEMBERS ONLY**SIGN UP NOW***... is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership...
Principal Analyst, Risk Monitoring will be responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members. This is a senior-level position reporting to a Risk Monitoring Director and will support both that direct manager in identifying existing...
interested candidates must submit their application and resume through our career site at – no exceptions. If you have any difficulty using our online application system due to a disability or technical difficulty, please send an email to [email...
Headline: Paralegal, Enforcement - Join Our Team at FINRA! H1: Paralegal, Enforcement - Legal Support at FINRA H2: Essential Job Functions: - Perform legal research for staff attorneys - Assist with preparing and sharing exhibits for testimony...
Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled...
Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting)...
Friendly Job Title: Principal Investigator, NCP - FINRA H1: Join the FINRA Team as a Principal Investigator H2: Investigate Fraud and Misconduct at All FINRA Locations Organization: FINRA Department: National Cause Program (NCP) Salary Information:...
Title: Principal Investigator, Specialist Team - All FINRA Locations Salary Range: $92,500 - $200,200 Job Type: Full Time H1: Join Our Team as a Principal Investigator! H2: Conduct High Complexity Investigations at FINRA The Organization: - **MEMBERS ONLY**SIGN UP NOW***...