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Employer The Assistant General Counsel, Regulatory will be... responsible for providing senior-level legal advice and support in connection with the adoption of new regulatory initiatives. This position will also serve as a subject matter expert in various areas of...
Principal Analyst, Regulatory Services Management Organization: FINRA Job Type: Full-time Date Posted: Posted Today Job Requisition ID: R-008101 Location: Multiple locations (see below for salary information) Overview: The Principal Analyst in the Regulatory...
Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled...
Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting)...
Legal Aid Society is an Equal Opportunity Employer -- Women, People of Color, LGBTQ+ Individuals, Veterans, and People with Disabilities are encouraged to apply. Civil Practice Legal Intern, 2L – Summer 2025: The Legal Aid Society's Civil Practice is seeking a...
Job Title: Assistant General Counsel, Regulatory Experience: Minimum... Job Requisition ID: R-008376 FINRA, the Financial Industry Regulatory Authority, is seeking an experienced attorney to join their team as an Assistant General Counsel, Regulatory. In this... role, the individua...
Job Title: Associate General Counsel, Regulatory Salary Information:... provided for candidate to consider growth potential. Experience: 10+ years of relevant legal experience Job Requisition ID: R-008412 Organization: FINRA Department: Office of General Counsel Full-time positi......
Analyst, Risk Monitoring - Any FINRA Location The Principal Analyst, Risk Monitoring is a senior-level position reporting to a Risk Monitoring Director and supports both that direct manager in identifying existing and emerging risks, and interactions with internal and...
applicants for this position must possess unrestricted authorization to work in the United States. The organization is currently seeking an experienced Associate Principal Analyst, Risk Monitoring to join their team at any FINRA location. This is a full-time...
President, Corporate Financing - Lead and manage the Corporate Financing Department within FINRA's Offices of the Chief Legal Officer (OCLO). This position involves developing policies, strategies, and decisions, collaborating with other FINRA departments, and managing a team of staff members....