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About FINRA FINRA is an... in the United States. FINRA works to protect investors... the SEC’s oversight. In its role as investor guardian, FINRA is informed, but not... influenced, by the industry that it regulates. FINRA’s independent regulation pl...
will be reviewed by FINRA's Talent Acquisition team and... Risk Monitoring - Any FINRA Location Organization: **MEMBERS ONLY**SIGN UP NOW***... Location: Any **MEMBERS ONLY**SIGN UP NOW***... Location (CA, CO, HI,... MN, VT, IL, Jersey City, NJ, NY, MD, Washington DC, WA) Salary Range:...
Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
H1 Heading: Join FINRA as Vice President &... Associate General Counsel, Capital Markets Policy H2 Heading: Lead a Team of Attorneys in Developing and Implementing Capital Markets Policy Initiatives Bold Headlines: - Join a leading organization...
a Paralegal, Enforcement at FINRA H2: Essential Job... and Conduct Research for FINRA Enforcement Team Job... Summary: FINRA, the Financial Industry Regulatory... Authority, is seeking a highly skilled and motivated Paralegal to join our Enforcement team. This role...
Join the Team at FINRA and Make a Difference... Title: Director, Enforcement - FINRA The Organization: ... - FINRA (Financial Industry Regulatory Authority)... The Department: - Enforcement Location: - Various locations including Woodbridge, NJ; Jersey...
Enforcement: Job Overview - Full-time position managing a team of 5-8 attorneys - Responsible for overseeing all stages of Enforcement cases, from inception to completion - Day-to-day management of a diverse docket of cases - Ensures that all factual findings and legal frameworks are...
Vice President, Regulatory Liaison will be responsible for strengthening and leading the Office of Regulatory Liaison (ORL) within Member Supervision. This role will partner closely with FINRA’s Office of Liaison and Counsel (OLC) and Government Relations Group to maintain strong...
©2019 **MEMBERS ONLY**SIGN UP NOW***. All rights reserved. **MEMBERS ONLY**SIGN UP NOW***... is a registered trademark... of the Financial Industry Regulatory Authority, Inc. Director, Enforcement - Job Description Summary: - The Director of Enforcement is responsible for managing a team of attorneys to...
About FINRA FINRA is a... Regulatory Authority, Inc. FINRA is an independent, non-governmental... in the United States. FINRA works to protect investors... also benefiting from the SEC’s oversight. In its role as investor guardian, FINRA is informed,...