Save your search progress and never miss an update
About FINRA FINRA is a... Regulatory Authority, Inc. FINRA is an Equal Opportunity... and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin,...
difficulty, please send an email to [email protected] (link sends e-mail) and provide your contact information. #LI-Hybrid Associate Principal Analyst, Risk Monitoring - Any FINRA Location Full Time... Posted Today Job Requisition ID: R-0083...
Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Join Our Team at FINRA! H1: Paralegal, Enforcement... - Legal Support at FINRA H2: Essential Job... Functions: - Perform legal research for staff attorneys - Assist with preparing and sharing exhibits for testimony - Conduct customer interviews...
factual findings are supported by accurate and well-supported evidence and are in line with FINRA's risk-based approach. - Works... closely with Chief Counsel and other managers to achieve consistent and foreseeable outcomes, as well as identifying and addressing interpretive issu...
FINRA abides by the requirements... of 29 CFR Part 471, Appendix A. This regulation prohibits discrimination against qualified individuals on the basis of race, color, religion, sex, national origin, age and disability. FINRA abides by the requirements... of 29...
About FINRA FINRA is a... Regulatory Authority, Inc. FINRA is an independent, non-governmental... in the United States. FINRA works to protect investors... also benefiting from the SEC’s oversight. In its role as investor guardian, FINRA is informed,...
General Counsel, Regulatory - Full Time Posted Yesterday Job Requisition ID: R-008412 The organization is looking for an Associate General Counsel, Regulatory to manage the complete life cycle of adopting new regulatory requirements. This includes providing expert...
Enforcement - Job Posting The Enforcement Director will manage a team of 5-8 Enforcement attorneys, overseeing the development and resolution of Enforcement cases from beginning to end. This role requires a strong leader with excellent communication skills and the...
Summary: Organization: FINRA Job Title: Counsel,... Colorado/Hawaii/Minnesota/Vermont: $92,500 - $166,800 - New York, NY: $111,000 - $200,200 - Washington State: $92,500 - $191,800 Job Requisition ID: R-007989 The Enforcement Counsel at FINRA is responsible for re......