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Analyst, Risk Monitoring Organization: FINRA (Financial Industry Regulatory Authority)... to $200,200 Location: Any FINRA location (CA, WA, DC,... MD) H1: Join FINRA and Help Protect Investors... H2: Conduct Risk Monitoring and Assessments for FINRA Members in Senior-Level Role......
to any employee at FINRA without a valid written... the sole property of FINRA and no fee will... person is hired by **MEMBERS ONLY**SIGN UP NOW***. Associate Principal... Risk Monitoring - Any FINRA Location Full-time position... with a reputable organization...
About FINRA FINRA is an... in the United States. FINRA works to protect investors... the SEC’s oversight. In its role as investor guardian, FINRA is informed, but not... influenced, by the industry that it regulates. FINRA’s independent regulation pl...
President & Associate General Counsel, Capital Markets Policy - $175,600 to $345,700 (Remove contact information, replace company name with organization, replace firm name with organization, replace department name with department) H1: Vice President & Associate General Counsel, Capital Markets Policy - Apply...
Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
DEPARTMENT: Enforcement ORGANIZATION: FINRA SALARY: Based on... experience H1: Join FINRA as a Paralegal in... Legal Support Opportunity at FINRA - Apply Now! ... Summary: Join FINRA, the Financial Industry Regulatory... Authority, as a Paralegal in...
Enforcement - Oversee a team of 5-8 Enforcement attorneys in developing and resolving cases Salary information: Ranges from $127,300-$296,100 depending on location and experience Job title: Director, Enforcement Experience: Minimum of 7 years in securities-related regulatory and/or complex litigation experience,...
©2019 **MEMBERS ONLY**SIGN UP NOW***. All rights reserved. **MEMBERS ONLY**SIGN UP NOW***... is a registered trademark... of the Financial Industry Regulatory Authority, Inc. Director, Enforcement Salary Information: - Minimum salary: $127,300 - Maximum salary: $296,100 Job Title: Director, Enforcement Experience Information: - Minimum of 7 years of securities-related regulatory and/or...
About FINRA FINRA is a... regulates the securities industry. FINRA is dedicated to investor... conduct securities transactions for FINRA member firms must pass... the Series 7 exam, as well as the Securities Industry Essentials (SIE) exam, and be registered...
About FINRA FINRA is a... Regulatory Authority, Inc. FINRA is an equal opportunity... or any other factor. FINRA is committed to providing... accommodations for individuals with disabilities. If you need assistance with the online application process, please contact...